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'''Influence of organic thiols on the work function of coinage metals'''


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Contributed by Michal Malicki - Georgia Tech- Thesis Introduction
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A critical factor in self assembled materials concerns the [[Work Function of Metals]].


<body lang=EN-US link=blue vlink=purple>
=== Work Function of Metals – Implications for Organic Electronics Applications ===


<div class=Section1>
The presence of the surface dipole on the metal surface has important implications for electronics applications. Charge-carrier injection from a metal electrode to an active layer in a variety of optoelectronic devices is considered to be one of the crucial processes essential to the overall device performance.<ref>Ishii, H.; Sugiyama, K.; Ito, E.; Seki, K. Adv. Mater. 1999, 11, 605-625</ref>.<ref>Heimel, G.; Romaner, L.; Zojer, E.; Bredas, J.-L. Acc. Chem. Res. 2008, 41, 721-729.</ref>  The energetics of the charge-injection process are defined by the relative positions of the Fermi level of the metal and the accessible energy levels of the organic active layer. This is depicted in Figure 3 for the case of a hypothetical simplified organic electroluminescent (EL) device.<sup>2</sup> Consider the right-hand side of the energy diagram. In order for an electron to undergo a transfer from the metal cathode to the organic layer it must be supplied with sufficient energy to overcome the barrier existing at the interface. The electron-injection barrier, &Delta;<sub>e</sub>, is defined as the energy difference between the work function of the metal and the solid-state electron affinity, ''EA'', of the organic layer: ''&Delta;<sub>e</sub> = &phi;<sub>m </sub>- EA''. The solid-state electron affinity and solid-state ionization potential discussed here are not the same as the corresponding values measured for bulk organic layer. The contact with the metal electrode causes so-called “band bending”, which influences the values of both electron affinity and ionization potential. This is discussed in more detail in Ref <ref>Huckstadt, C.; Schmidt, S.; Hufner, S.; Forster, F.; Reinert, F.; Springborg, M. Phys. Rev. B: Condens. Matter 2006, 73, 075409/1-075409/10..</ref>'''


<p class=MsoHeader style='margin-left:.5in;text-indent:-.5in;line-height:200%'><i><span
In the case of an EL device the energy needed to overcome the electron-injection barrier is supplied by applying a voltage between the electrodes. From the technological perspective the applied voltage must satisfy certain requirements, for example fall in a range that minimizes the power loss of the device, and allows for integration of the device into a standardized circuit. Thus, matching the solid-state electron affinity and solid-state ionization potential of the organic layers with the work functions of the metal electrodes is the key to obtaining a suitable charge injection during device operation.'''
style='font-size:14.0pt;line-height:200%'>1.<span style='font:7.0pt "Times New Roman"'>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
</span></span></i><i><span style='font-size:14.0pt;line-height:200%'>Influence
of organic thiols on the work function of coinage metals</span></i></p>


<p class=MsoHeader style='margin-left:.5in;text-indent:-.5in;line-height:200%'><i><span
[[Image:energy_ecl.jpg|thumb|300px|Figure 3. Energy diagram of an organic electroluminescent device. The charge carriers – electrons (e-) and holes (h+) – are injected respectively from the metal cathode (right-hand side of the diagram) and the anode (left-hand side of the diagram) into the organic active layers – the electron-transport layer (ETL) and the hole-transport layer (HTL). At the ETL / HTL interface the charge carriers recombine generating photons. The Fermi levels of both the metal cathode and the anode and the energy levels of the organic layers (HOMO and LUMO energy levels) have to be matched in order to achieve an efficient charge injection into the organic layers. Based on ref. 2. ]]
style='line-height:200%;font-weight:normal'>1.1.<span style='font:7.0pt "Times New Roman"'>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
</span></span></i><i><span style='font-weight:normal'>Work Function of Metals –
Physical Description </span></i></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            Let
'''
us consider an electron at rest in a vacuum at an infinite distance from a metal
surface, as depicted in Figure 1a. The total energy, <i>E<sub>tot</sub></i>, of
such an electron is equal to its potential energy, which can be defined after Cahen
and Kahn as the <i>vacuum level at infinity</i>, <i>E<sub>vac</sub>(&#8734;)</i>.</span><span
style='font-weight:normal'><sup>1</sup></span><span style='font-weight:normal'>
Let us supply the electron with some kinetic energy, <i>E<sub>k</sub></i>, and
allow it to travel towards the surface. The total energy of the electron outside
the metal can be expressed as the sum of its potential energy, <i>E<sub>V</sub></i>,
and kinetic energy, <i>E<sub>k</sub></i>:</span></p>


<p class=MsoHeader style='line-height:200%'><i><span style='font-size:14.0pt;
line-height:200%;font-weight:normal'>E<sub>tot</sub> = E<sub>V</sub> + E<sub>k</sub></span></i><i><sub><span
style='font-weight:normal'>             </span></sub></i><i><span
style='font-weight:normal'>            </span></i><span style='font-size:10.0pt;
line-height:200%'>Equation 1</span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            As
The EL device described above is only one of the examples in which the metal electrode work function plays a crucial role in the overall device performance. Matching the work function of the electrodes with the organic-layer energy levels in order to balance the charge-carrier-injection barriers is very important in organic field-effect transistors (OFETs), photovoltaic devices, or organic light-emitting transistors (OLETs).<sup>3,7,8</sup> Traditionally this has been addressed by choosing metals with low work function for the cathode, high-work-function materials for the anode, and matching the organic layer energy levels appropriately.<sup>3</sup> Lately however, there has been a substantial effort to employ metal electrodes whose work function has been tuned by adsorbates.<sup>9,10</sup> This approach is, in principle, more versatile than the use of different, often reactive metals, as it opens the possibility of using relatively chemically stable metals (such as coinage metals) with a layer of work-function-tuning adsorbate as electrodes in organic electronic applications.'''
the distance between the electron and the metal surface decreases the potential
energy of the electron will increase, thus slowing it down, according to Equation
1 (see Figure 1b). If the kinetic energy is sufficiently large to overcome the
potential barrier at the metal / vacuum interface the electron will go over the
barrier and then will rapidly lose its potential energy due to the interaction
with the positively charged ion lattice within the metal, resulting in the
increase of kinetic energy. Once the electron is within the metal Equation 1 no
longer holds as the interactions with other electrons and the ion lattice
result in energy dissipation and thermal equilibration. The electron is now trapped
within the metal. </span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            A
similar thought experiment can be performed in the opposite direction. Let us choose
an electron from one of the highest occupied energy levels at the particular
temperature of the system. The potential energy of this electron is approximately
at the <i>Fermi level</i>,<i> E<sub>F</sub></i>.<a href="#_ftn1" name="_ftnref1"
title=""><span class=MsoFootnoteReference><span class=MsoFootnoteReference><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>[a]</span></span></span></a><sup>,</sup></span><span style='font-weight:normal'><sup>2,3</sup></span><span style='font-weight:normal'>
The electron is then supplied with some kinetic energy, <i>E'<sub>k</sub></i>, sufficiently
large to overcome the potential barrier existing at the metal surface. Right
after escaping the metal, the greatly slowed-down electron has a potential
energy which can be defined as the <i>vacuum level close to the surface</i>, <i>E<sub>vac</sub>(s)</i>.</span><span
style='font-weight:normal'><sup>1</sup></span><span style='font-weight:normal'>
The drop in the kinetic energy of the electron caused by the potential energy
barrier is defined as the work function of the metal surface, </span><i><span
style='font-family:Symbol;font-weight:normal'>F</span></i><i><sub><span
style='font-weight:normal'>m</span></sub></i><span style='font-weight:normal'>:
</span><span style='font-weight:normal'><sup>1,2</sup></span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'> </span><i><span
style='font-size:14.0pt;line-height:200%;font-family:Symbol;font-weight:normal'>F</span></i><i><sub><span
style='font-size:14.0pt;line-height:200%;font-weight:normal'>m</span></sub></i><i><span
style='font-size:14.0pt;line-height:200%;font-weight:normal'> = E<sub>vac</sub>(s)
- E<sub>F</sub></span></i><span style='font-size:14.0pt;line-height:200%;
font-weight:normal'>            </span><span style='font-size:10.0pt;
line-height:200%'>Equation 2</span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>After
escaping from the metal the electron is moving away further from the surface
experiencing acceleration as the potential drops to the value of <i>E<sub>vac</sub>(&#8734;)</i>.</span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'><img
=== Work Function of Metals – Influence of Adsorbates ===
width=575 height=221 id="Picture 4"
src="for%20STC%20Wiki_SAMs_files/image001.jpg"></span></p>


<p class=MsoHeader style='line-height:200%'><a name="OLE_LINK2"></a><a
name="OLE_LINK1"><span style='font-size:10.0pt;line-height:200%'>Figure 1.</span></a><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'> a) Potential energy
of an electron in vacuum at an infinite distance from a metal surface, <i>E<sub>vac</sub>(&#8734;)</i>,</span><span
style='font-size:10.0pt;line-height:200%'> </span><span style='font-size:10.0pt;
line-height:200%;font-weight:normal'>and the Fermi level of the metal, <i>E<sub>F</sub></i>.
b) Potential landscape the electron experiences along a travel path towards the
metal surface (thick line). The difference between the electron energy just
outside the metal surface, <i>E<sub>vac</sub>(s)</i>, and <i>E<sub>F</sub></i>
defines the work function of the metal surface, <i>&#934;<sub>m</sub> = E<sub>vac</sub>(s)
- E<sub>F</sub></i>.</span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            </span></p>
The work function of a metal is very sensitive to the presence of any adsorbates present on the surface. Experiments have revealed that even physisorbed atoms of inert gases such as argon or xenon influence the work function on a variety of metallic substrates.<sup>11-13</sup> Even though there is no significant charge redistribution in the inert-gas atoms near the metal surface, due to a chemical reaction, there is a substantial charge redistribution on the surface after the physisorption has taken place, which changes the surface dipole on the surface. Two major physical phenomena are responsible for this. First, the electronic density extending outside of the metal surface is pushed back by the repulsive force of the electronic cloud of the inert gas atoms; this is referred to as Pauli push-back, or sometimes as the “pillow effect”.<sup>3,14</sup> Second, van der Waals interactions between the inert-gas atom and the metal surface cause polarization of the otherwise highly symmetric electronic cloud of the inert-gas atom.The two described mechanisms provide an oversimplified picture of the charge-redistribution process. Contribution from orbital interactions is also invoked as another mechanism of charge redistribution. See ref. 24.'''


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            It
is important to describe the physical origin of the potential landscape
illustrated in the above thought experiment. As already mentioned, the sharp
potential drop the electron experiences when it enters the metal is related to
the electrostatic attraction force between the negative charge of the electron
and the positively charged ion lattice of the metal. However, at the vacuum / metal
interface the electron experiences a potential energy barrier. This implies
that in that region of space there must be a repulsive force that acts upon the
electron. Indeed, the lack of positively charged metal ions on the vacuum side
of the aforementioned interface causes a negative charge to exist just outside
of the metal and, conversely, an uncompensated positive charge within the metal.
The spilling of the electronic density outside of the solid causes a formation
of a sheet of dipoles, which are often referred to as <i>the surface dipoles</i>.</span><span style='font-weight:normal'><sup>1-3</sup></span><span style='font-weight:normal'>
</span></p>


<p class=MsoHeader style='margin-left:.5in;line-height:200%'>&nbsp;</p>
This results in the formation of a sheet of dipoles in the space occupied by the adsorbed atoms which alters the potential landscape at the vacuum / metal interface.<sup>12,13'''</sup>


<p class=MsoHeader style='margin-left:.5in;text-indent:-.5in;line-height:200%'><i><span
On the basis of simple electrostatic considerations one can calculate the dipole-moment surface density corresponding to the measured change of the work function.<sup>3</sup> The work function change, ''&Delta; &phi;<sub>m''</sub>, caused by a sheet of dipoles residing on the surface is expressed by the Helmholtz equation:<sup>3,15</sup>
style='line-height:200%;font-weight:normal'>1.2.<span style='font:7.0pt "Times New Roman"'>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
</span></span></i><i><span style='font-weight:normal'>Work Function of Metallic
Surfaces – Methods of Measurement</span></i></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            The
:<math>\Delta \phi_m = \frac {e \mu}  {A \varepsilon \varepsilon_0}\,\!</math> Equation 3
work function of solid surfaces can be determined experimentally using absolute
or relative approaches.  Absolute methods allow one to measure the work
function value directly. Here, the electrons in the metal are supplied with sufficient
kinetic energy to overcome the barrier at the metal / vacuum interface, and can
thus escape the metal, and the work function can be obtained from the resulting
electric current. Absolute methods include measurements based on <i>thermionic
emission</i>, <i>field emission</i>, and the<i> photoelectric effect</i>. Briefly,
in the thermionic emission method electrons are ejected from the material after
receiving sufficient thermal energy to overcome the energy barrier at the metal
/ vacuum interface. The appropriate thermal energy is supplied by incremental
heating of the sample to temperatures at which the Fermi-Dirac distribution of
the electrons in the metal allows for substantial population of electrons at
energies higher than the interface energy barrier. The resulting electric
current is measured as a function of temperature; this allows one to extract
the work function of the surface. The temperature range used in the thermionic
emission method is often very high (thousands of Kelvins), making this method
of limited value for studying materials and surfaces which are unstable at high
temperatures.</span><span
style='font-weight:normal'><sup>4</sup></span><span style='font-weight:normal'>
The field-emission method utilizes an electric field to accelerate the
electrons inside of the metal to kinetic energies sufficiently high to overcome
the interface barrier. The resulting electric current is analyzed as a function
of the applied field and the work function is calculated.</span><span
style='font-weight:normal'><sup>4,5</sup></span><span style='font-weight:normal'>
   </span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            Photoelectric-effect-based
methods use light, typically in the UV range, as the source of energy for the
electrons. As in other absolute methods, the resulting electric current (here
called <i>photocurrent</i>) is analyzed. Figure 2 shows the energetics of a
photoelectric-effect-based measurement of the work function. In this experiment
the electrons are provided with a known energy, <i>h&#957;</i> (red arrows in
Figure 2). Electrons with sufficient kinetic energy to overcome the barrier at
the interface are able to escape the metal – these are represented with the
blue box in Figure 2. These <i>photoelectrons </i>then travel away from the
metal surface experiencing the potential depicted with the thick black line in
Figure 2. As the electrons move further away from the surface their kinetic
energy increases, according to Equation 1. The generated photocurrent is then
measured as a function of the photoelectron kinetic energy. Two important
features are present in a typical plot of photocurrent – kinetic energy. First,
a sharp onset at low photoelectron kinetic energy, <i>E<sub>min</sub></i> is
present. As already mentioned, this onset defines the lowest energy electrons
able to overcome the work function of the surface.</span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'><img
where
width=575 height=369 src="for%20STC%20Wiki_SAMs_files/image002.jpg"></span></p>
:<math>e\,\!</math> is the elementary charge,
:<math>/mu\,\!</math> is the dipole moment in the direction of the surface normal, is the area of the metal surface, '
:<math>\varepsilon\,\!</math> is the dielectric constant of the dipole layer
:<math>\varepsilon\,\!</math>, and ''&epsilon<;sub>0''</sub> is the vacuum permittivity.


<p class=MsoHeader style='line-height:200%'><span style='font-size:10.0pt;
Table 2 shows experimentally measured values of the work-function changes for a series of inert-gas / metal-surface systems together with the dipole-moment surface density induced by the inert-gas atoms calculated according to Equation 3.<sup>13</sup> It can be seen that the adsorption of inert-gas atoms can lower the work function of coinage-metal surfaces by as much as 0.62 eV, which in the case of Cu(111) surface corresponds to ca. 13% drop in the work function upon adsorption of xenon. The dipole-moment surface densities calculated according to Equation 3 from the measured work-function changes in Table 2 are on the order of 1.5 D / nm<sup>2</sup>. This corresponds roughly to a separation of a whole elementary charge by 1 Å in each 3 nm<sup>2</sup> of the surface.'''
line-height:200%'>Figure 2.</span><span style='font-size:10.0pt;line-height:
200%;font-weight:normal'> Energetics of electrons in a photoelectric-effect-based
measurement of the work function. The photon energy, <i>h&#957;</i>, is shown
as a red arrow. After ejection from the metal the electrons experience the
potential shown with the thick black line. The kinetic energies of two <i>photoelectrons</i>
originating from different energy levels in the metal are shown with thick
green lines.<a href="#_ftn2" name="_ftnref2" title=""><span
class=MsoFootnoteReference><span class=MsoFootnoteReference><span
style='font-size:10.0pt;line-height:200%;font-family:"Times New Roman","serif"'>[b]</span></span></span></a></span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>                        </span></p>
The changes in the work function due physisorption of inert-gas atoms are interesting from the perspective of fundamental understanding of the electronic processes at the surfaces. However, inert gases do not form robust layers upon adsorption and they do not allow for much control of the dipole moment present on the surface after adsorption. The possibility of such control via synthetic design was opened with the development of the field of self-assembled monolayers (SAMs) of organic thiols on metals.


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            The
second feature is the high kinetic energy onset of the photocurrent, <i>E<sub>max</sub></i>,
and it is a manifestation of the electron population around the Fermi level of
the metal; i.e., since there is an abrupt decrease in the electron population
above the Fermi level, there are essentially no photoelectrons with <i>E<sub>tot</sub></i>
&gt; <i>E<sub>F</sub></i> + <i>h&#957;</i> right after ejection from the
surface. Using the definition of the work function in Equation 2 (see also Figure
1b), it follows that <i>&#934;<sub>m </sub>= E<sub>min</sub> + h&#957; - E<sub>max</sub></i>.<a
href="#_ftn3" name="_ftnref3" title=""><span class=MsoFootnoteReference><span
class=MsoFootnoteReference><span style='font-size:12.0pt;line-height:200%;
font-family:"Times New Roman","serif"'>[c]</span></span></span></a> Thus, the work
function can be obtained from the onsets of the photocurrent as a function of
the kinetic energy of the photoelectrons.</span><span
style='font-weight:normal'><sup>1,2</sup></span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            Relative
Table 2. Experimentally measured changes in the work function, ''&Delta; &phi;<sub>m''</sub>, of coinage metals upon adsorption of inert gases.* Values adapted from ref. 13. The dipole-moment surface densities calculated according to Equation 3 are given in the third column.'''
methods employ a reference made of a material with a known work function and
focus on measuring differences in electrical quantities between the studied
material and the reference. These methods include <i>diode methods</i> and <i>condenser
methods </i>(Kelvin probe) and will not be discussed further.</span><span
style='font-weight:normal'><sup>5</sup></span><span style='font-weight:normal'>   </span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            Table
1 shows experimentally measured work-function values for a variety of metallic
surfaces. The presented data show a variation of the work function in the range
of 2.7 – 5.65 eV, revealing that the chemical composition of the surface has a
large effect on the work function value. </span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>&nbsp;</span></p>
{| class="prettytable" border = "1"
| <center>'''System'''</center>
| <center>'''''&Delta; &phi;<sub>m''</sub> [eV]'''</center>
| <center>'''''&mu; / A ''[D/nm<sup>2</sup>]'''</center>


<p class=MsoNormal><b><span style='font-size:10.0pt;line-height:200%;
|-
font-family:"Times New Roman","serif"'>Table 1.</span></b><span
| <center>Kr on Au(111)</center>
style='font-size:10.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
| <center>-0.42</center>
Experimentally measured values of work function for different metals.* </span></p>
| <center>1.1</center>


<table class=MsoTableGrid border=1 cellspacing=0 cellpadding=0 width=576
|-
style='width:6.0in;margin-left:5.4pt;border-collapse:collapse;border:none'>
| <center>Xe on Au(111)</center>
<tr style='height:27.6pt'>
| <center>-0.53</center>
  <td width=94 style='width:70.5pt;border:solid windowtext 1.0pt;padding:0in 5.4pt 0in 5.4pt;
| <center>1.4</center>
  height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'>Element</p>
  </td>
  <td width=94 style='width:70.5pt;border:solid windowtext 1.0pt;border-left:
  none;padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'>&#934;<sub>m</sub>
  [eV]</p>
  </td>
  <td width=94 style='width:70.5pt;border:solid windowtext 1.0pt;border-left:
  none;padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'>Element</p>
  </td>
  <td width=94 style='width:70.5pt;border:solid windowtext 1.0pt;border-left:
  none;padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'>&#934;<sub>m</sub>
  [eV]</p>
  </td>
  <td width=94 style='width:70.5pt;border:solid windowtext 1.0pt;border-left:
  none;padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'>Element</p>
  </td>
  <td width=106 style='width:79.5pt;border:solid windowtext 1.0pt;border-left:
  none;padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'>&#934;<sub>m</sub>
  [eV]</p>
  </td>
</tr>
<tr style='height:27.6pt'>
  <td width=94 style='width:70.5pt;border-top:none;border-left:solid windowtext 1.0pt;
  border-bottom:none;border-right:solid windowtext 1.0pt;padding:0in 5.4pt 0in 5.4pt;
  height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Sc</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>3.5 ± 0.15</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Ni</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>5.15 ± 0.1</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Ag</span></p>
  </td>
  <td width=106 style='width:79.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>4.0 ± 0.15</span></p>
  </td>
</tr>
<tr style='height:27.6pt'>
  <td width=94 style='width:70.5pt;border-top:none;border-left:solid windowtext 1.0pt;
  border-bottom:none;border-right:solid windowtext 1.0pt;padding:0in 5.4pt 0in 5.4pt;
  height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Ti</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>4.3 ± 0.1</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Cu</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>4.65 ± 0.05</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>La</span></p>
  </td>
  <td width=106 style='width:79.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>3.5 ± 0.2</span></p>
  </td>
</tr>
<tr style='height:27.6pt'>
  <td width=94 style='width:70.5pt;border-top:none;border-left:solid windowtext 1.0pt;
  border-bottom:none;border-right:solid windowtext 1.0pt;padding:0in 5.4pt 0in 5.4pt;
  height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>V</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>4.3 ± 0.1</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Y</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>3.1 ± 0.15</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Ce</span></p>
  </td>
  <td width=106 style='width:79.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>2.9 ± 0.2</span></p>
  </td>
</tr>
<tr style='height:27.6pt'>
  <td width=94 style='width:70.5pt;border-top:none;border-left:solid windowtext 1.0pt;
  border-bottom:none;border-right:solid windowtext 1.0pt;padding:0in 5.4pt 0in 5.4pt;
  height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Cr</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>4.5 ± 0.15</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Zr</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>4.05 ± 0.1</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Sm</span></p>
  </td>
  <td width=106 style='width:79.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>2.7 ± 0.3</span></p>
  </td>
</tr>
<tr style='height:27.6pt'>
  <td width=94 style='width:70.5pt;border-top:none;border-left:solid windowtext 1.0pt;
  border-bottom:none;border-right:solid windowtext 1.0pt;padding:0in 5.4pt 0in 5.4pt;
  height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Mn</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>4.1 ± 0.2</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Nb</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>4.3 ± 0.15</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Gd</span></p>
  </td>
  <td width=106 style='width:79.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>3.1  ± 0.15</span></p>
  </td>
</tr>
<tr style='height:27.6pt'>
  <td width=94 style='width:70.5pt;border-top:none;border-left:solid windowtext 1.0pt;
  border-bottom:none;border-right:solid windowtext 1.0pt;padding:0in 5.4pt 0in 5.4pt;
  height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Fe</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>4.5 ± 0.15</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Mo</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>4.6 ± 0.15</span></p>
  </td>
  <td width=94 style='width:70.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Pt</span></p>
  </td>
  <td width=106 style='width:79.5pt;border:none;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>5.65 ± 0.1</span></p>
  </td>
</tr>
<tr style='height:27.6pt'>
  <td width=94 style='width:70.5pt;border:solid windowtext 1.0pt;border-top:
  none;padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Co</span></p>
  </td>
  <td width=94 style='width:70.5pt;border-top:none;border-left:none;border-bottom:
  solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4pt 0in 5.4pt;
  height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>5.0 ± 0.1</span></p>
  </td>
  <td width=94 style='width:70.5pt;border-top:none;border-left:none;border-bottom:
  solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4pt 0in 5.4pt;
  height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Pd</span></p>
  </td>
  <td width=94 style='width:70.5pt;border-top:none;border-left:none;border-bottom:
  solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4pt 0in 5.4pt;
  height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>5.55 ± 0.1</span></p>
  </td>
  <td width=94 style='width:70.5pt;border-top:none;border-left:none;border-bottom:
  solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4pt 0in 5.4pt;
  height:27.6pt'>
  <p class=MsoHeader align=center style='text-align:center;line-height:200%'><span
  style='font-weight:normal'>Au</span></p>
  </td>
  <td width=106 style='width:79.5pt;border-top:none;border-left:none;
  border-bottom:solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;
  padding:0in 5.4pt 0in 5.4pt;height:27.6pt'>
  <p class=MsoHeader align=center style='margin-left:.25in;text-align:center;
  text-indent:-.25in;line-height:200%'><span style='font-weight:normal'>5.1<span
  style='font:7.0pt "Times New Roman"'>&nbsp; </span></span><span
  style='font-weight:normal'>± 0.1</span></p>
  </td>
</tr>
</table>


<p class=MsoFootnoteText style='line-height:200%'><sup><span style='font-family:
|-
"Times New Roman","serif"'>*</span></sup><span style='font-family:"Times New Roman","serif"'>
| <center>Kr on Ag(111)</center>
From photoelectric-effect-based measurements. Values taken from ref. </span><span
| <center>-0.46</center>
style='font-family:"Times New Roman","serif"'>6</span><span style='font-family:
| <center>1.2</center>
"Times New Roman","serif"'>.</span></p>


<p class=MsoHeader style='margin-left:.5in;line-height:200%'><span
|-
style='font-weight:normal'>&nbsp;</span></p>
| <center>Xe on Ag(111)</center>
| <center>-0.59</center>
| <center>1.6</center>


<p class=MsoHeader style='margin-left:.5in;line-height:200%'><span
|-
style='font-weight:normal'>&nbsp;</span></p>
| <center>Kr on Cu(111)</center>
| <center>-0.49</center>
| <center>1.3</center>


<p class=MsoHeader style='margin-left:.5in;line-height:200%'><span
|-
style='font-weight:normal'>&nbsp;</span></p>
| <center>Xe on Cu(111)</center>
| <center>-0.62</center>
| <center>1.6</center>


<p class=MsoHeader style='margin-left:.5in;text-indent:-.5in;line-height:200%'><i><span
|}
style='line-height:200%;font-weight:normal'>1.3.<span style='font:7.0pt "Times New Roman"'>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
<sup><nowiki>*</nowiki></sup> The change in the work function, ''&Delta; &phi;<sub>m''</sub>,'' ''is defined as the difference in the work function of the clean substrate and the work function of the surface after the adsorption of inert gas atoms.
</span></span></i><i><span style='font-weight:normal'>Work Function of Metals –
Implications for Organic Electronics Applications</span></i></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            The
=== Self-Assembled Monolayers of Organic Thiols on Metals ===
presence of the surface dipole on the metal surface has important implications
'''''
for electronics applications. Charge-carrier injection from a metal electrode
to an active layer in a variety of optoelectronic devices is considered to be
one of the crucial processes essential to the overall device performance.</span><span style='font-weight:normal'><sup>2,3</sup></span><span style='font-weight:normal'>
The energetics of the charge-injection process are defined by the relative
positions of the Fermi level of the metal and the accessible energy levels of
the organic active layer. This is depicted in Figure 3 for the case of a
hypothetical simplified organic electroluminescent (EL) device.</span><span
style='font-weight:normal'><sup>2</sup></span><span style='font-weight:normal'>
Consider the right-hand side of the energy diagram. In order for an electron to
undergo a transfer from the metal cathode to the organic layer it must be
supplied with sufficient energy to overcome the barrier existing at the
interface. The electron-injection barrier, &#916;<sub>e</sub>, is defined as
the energy difference between the work function of the metal and the
solid-state electron affinity, <i>EA</i>, of the organic layer: <i>&#916;<sub>e</sub>
= &#934;<sub>m </sub> - EA</i>.<a href="#_ftn4" name="_ftnref4" title=""><span
class=MsoFootnoteReference><span class=MsoFootnoteReference><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>[d]</span></span></span></a>
In the case of an EL device the energy needed to overcome the
electron-injection barrier is supplied by applying a voltage between the
electrodes. From the technological perspective the applied voltage must satisfy
certain requirements, for example fall in a range that minimizes the power loss
of the device, and allows for integration of the device into a standardized
circuit. Thus, matching the solid-state electron affinity and solid-state
ionization potential of the organic layers with the work functions of the metal
electrodes is the key to obtaining a suitable charge injection during device
operation.</span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>&nbsp;</span></p>
Self-Assembled Monolayers of organic thiols on metals have received considerable attention over the last two decades.<sup>16-19</sup> From a purely scientific standpoint these structurally ordered systems offer a great opportunity for studying structure–property relationships of organic-inorganic interfaces. Studies of the influence of the molecular structure on the packing of thiols on noble-metal surfaces have led to important insights into the molecular scale morphology of the monolayers. It is now understood that the thiol group binds to gold and often long-range order is observed in the resulting organic adlayer.<sup>17-23</sup> This understanding has further led to studies of the influence of synthetically accessible adsorbate structures on a variety of surface characteristics including wetting properties,<sup>20,24</sup> electronic characteristics,<sup>25-27</sup> and chemical reactivity.<sup>28-30</sup> Figure 4 shows a schematic of a structure of an organic thiolate SAM on a metal surface, together with design motifs that can be used to tune the properties of the surface.
[[Image:SAM_schematic.jpg|thumb|400px|'''Figure 4. Schematic diagram of a SAM of organic thiolates supported on a metal surface. The anatomy and characteristics of the SAM are highlighted. Based on ref. 19.''']]


<p class=MsoHeader align=left style='text-align:left;line-height:200%'><img
width=433 height=325 src="for%20STC%20Wiki_SAMs_files/image003.jpg"></p>


<p class=MsoHeader style='line-height:200%'><span style='font-size:10.0pt;
As discussed earlier, the work function of metals is affected by adsorbates present on the surface. The knowledge of adsorption characteristics of organic thiols on metals and the synthetic accessibility of a variety of structures makes these SAMs excellent systems to be employed in the systematic study of the influence of adsorbates on the work function of the metallic substrates.
line-height:200%'>Figure 3. </span><span style='font-size:10.0pt;line-height:
200%;font-weight:normal'>Energy diagram of an organic electroluminescent
device. The charge carriers – electrons (e-) and holes (h+) – are injected respectively
from the metal cathode (right-hand side of the diagram) and the anode (left-hand
side of the diagram) into the organic active layers – the electron-transport
layer (ETL) and the hole-transport layer (HTL). At the ETL / HTL interface the
charge carriers recombine generating photons. The Fermi levels of both the
metal cathode and the anode and the energy levels of the organic layers (HOMO
and LUMO energy levels) have to be matched in order to achieve an efficient
charge injection into the organic layers. Based on ref. </span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>2</span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>. </span></p>


<p class=MsoHeader style='line-height:200%'>&nbsp;</p>
=== Self-Assembled Monolayers of Alkanethiols and their Influence on the Work Function of Metals ===


<p class=MsoHeader style='text-indent:.5in;line-height:200%'><span
style='font-weight:normal'>The EL device described above is only one of the
examples in which the metal electrode work function plays a crucial role in the
overall device performance. Matching the work function of the electrodes with
the organic-layer energy levels in order to balance the charge-carrier-injection
barriers is very important in organic field-effect transistors (OFETs),
photovoltaic devices, or organic light-emitting transistors (OLETs).</span><span style='font-weight:normal'><sup>3,7,8</sup></span><span style='font-weight:normal'>
Traditionally this has been addressed by choosing metals with low work function
for the cathode, high-work-function materials for the anode, and matching the
organic layer energy levels appropriately.</span><span
style='font-weight:normal'><sup>3</sup></span><span style='font-weight:normal'>
Lately however, there has been a substantial effort to employ metal electrodes
whose work function has been tuned by adsorbates.</span><span
style='font-weight:normal'><sup>9,10</sup></span><span style='font-weight:normal'>
This approach is, in principle, more versatile than the use of different, often
reactive metals, as it opens the possibility of using relatively chemically
stable metals (such as coinage metals) with a layer of work-function-tuning
adsorbate as electrodes in organic electronic applications.</span></p>


<p class=MsoHeader style='line-height:200%'>&nbsp;</p>
The first study addressing the effects of organic thiol SAMs on the work function of gold was published by Evans and Ulman.<sup>31</sup> The authors performed ellipsometry and Kelvin-probe measurements on a series of alkanethiol SAMs with varying alkyl spacer lengths on a gold surface. Ellipsometry revealed that the thickness of the monolayers systematically increased with the alkyl chain length, which supported the formation of dense thiolate-bound monolayers on gold. The studied alkanethiol SAMs showed a linear decrease of the work function of the metal with the number of methylene units in the alkyl chain length on the monolayer constituent, with a slope of -9.3 meV / methylene group. This has been interpreted using a model involving a dipole layer residing on top of the metal, as depicted in Figure 5. The net dipole moment of the organic SAMs was found to have the positive end at the organic / air interface, thus effectively decreasing the work function as compared to clean gold (see Equation 3). The addition of methylene units in the alkyl chain increased the magnitude of the dipole moment showing the abovementioned trend in the work-function change with alkyl chain length. Extrapolating the measured changes of the work function to a hypothetical monolayer without methylene groups revealed that Au – S layer decreases the work function of the substrate by as much as ca. 0.5 eV, which is qualitatively consistent with charge rearrangement due to the formation of a chemical bond. Additionally, the dielectric constant of the alkyl chain layer, ''&epsilon;<sub>2 ''</sub>in Figure 5, was suggested to change with the alkyl chain length thus highlighting that both the SAM dipole moment and the dielectric constant influence the metal work function, the latter parameter because it effectively depolarizes the dipole layer. The decrease of the gold work function caused by the alkanethiols studied by Evans and Ulman was as large as 0.70 eV. However, it should be stressed that the method applied to measure the work function did not take into account any adsorbates that might have been present on the reference (in this case a “clean” gold surface); thus, the absolute value of the work function depression with respect to truly clean gold surface was most likely underestimated.


<p class=MsoHeader style='margin-left:.5in;text-indent:-.5in;line-height:200%'><i><span
[[Image:alkanethiol_gold.jpg|thumb|300px|'''Figure 5. Schematic diagram of an alkanethiol SAM on gold. The organic adlayer can be envisaged as two layers of dipoles with dipole moments ''&mu;<sub>1''</sub> and ''&mu;<sub>2''</sub> and the corresponding dielectric constants ''&epsilon;<sub>1''</sub> and ''&mu;<sub>2''</sub>. The net dipole moment, ''&mu;<sub>net''</sub> is also shown. Based on ref. 31''']]
style='line-height:200%;font-weight:normal'>1.4.<span style='font:7.0pt "Times New Roman"'>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
</span></span></i><i><span style='font-weight:normal'>Work Function of Metals –
Influence of Adsorbates </span></i></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            The
work function of a metal is very sensitive to the presence of any adsorbates
present on the surface. Experiments have revealed that even physisorbed atoms
of inert gases such as argon or xenon influence the work function on a variety
of metallic substrates.</span><span
style='font-weight:normal'><sup>11-13</sup></span><span style='font-weight:
normal'> Even though there is no significant charge redistribution in the
inert-gas atoms near the metal surface, due to a  chemical reaction, there is a
substantial charge redistribution on the surface after the physisorption has
taken place, which changes the surface dipole on the surface. Two major physical
phenomena are responsible for this. First, the electronic density extending
outside of the metal surface is pushed back by the repulsive force of the
electronic cloud of the inert gas atoms; this is referred to as Pauli push-back,
or sometimes as the “pillow effect”.</span><span
style='font-weight:normal'><sup>3,14</sup></span><span style='font-weight:normal'>
Second, van der Waals interactions between the inert-gas atom and the metal
surface cause polarization of the otherwise highly symmetric electronic cloud
of the inert-gas atom.<a href="#_ftn5" name="_ftnref5" title=""><span
class=MsoFootnoteReference><span class=MsoFootnoteReference><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>[e]</span></span></span></a>
This results in the formation of a sheet of dipoles in the space occupied by
the adsorbed atoms which alters the potential landscape at the vacuum / metal
interface.</span><span
style='font-weight:normal'><sup>12,13</sup></span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
Further investigations of alkyl thiol monolayers containing a polar aromatic group showed that both the direction and the magnitude of the dipole moment of the molecules forming the monolayer are important factors determining the work function of the underlying metal. Evans et al. used Kelvin probe measurements to show that the structure of the organic adsorbate had a critical effect on the magnitude and the sign of the work-function change.<sup>32</sup> In particular, the substitution of the terminal alkyl chain in one of the studied SAMs to a fluoroalkyl chain resulted in a net dipole moment of opposite direction to that of the SAM with the terminal alkyl chain (see Figure 6). In effect, while the terminal-alkyl-chain SAM causes a ''depression'' of the work function of gold by ca. 0.45 eV, the SAM with terminal fluoroalkyl chain ''increases'' the work function by as much as 0.75 eV. Thus, the authors clearly showed that the structure of the organic SAM, and in particular the effective net dipole moment of the organic structure, has a dramatic effect on the work-function change of the underlying metal.
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>On
the basis of simple electrostatic considerations one can calculate the
dipole-moment surface density corresponding to the measured change of the work
function.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>3</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
The work function change, <i>&#916;&#934;<sub>m</sub></i>, caused by a sheet of
dipoles residing on the surface is expressed by the Helmholtz equation:</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>3,15</sup></span></p>


<p class=MsoNormal style='text-autospace:none'><span
[[Image:alkanethiol_dipole.jpg|thumb|400px|'''Figure 6. Schematic diagram of gold coated with alkanethiol SAMs containing polar aromatic groups studied by Evans et al. in ref. 32. The differences in the structures of SAMs are highlighted as well as the direction of the effective dipole moments of the organic adlayers.''']]
style='font-size:11.0pt;line-height:200%;font-family:"Calibri","sans-serif";
position:relative;top:26.5pt'><img width=107 height=54
src="for%20STC%20Wiki_SAMs_files/image004.png"></span><span style='font-size:
12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>                     </span><b><span
style='font-size:10.0pt;line-height:200%;font-family:"Times New Roman","serif"'>Equation
3</span></b></p>


<p class=MsoHeader style='line-height:200%'><span style='line-height:200%;
font-weight:normal'>where <i>e</i> is the elementary charge, <i>&#956;</i> is the
dipole moment in the direction of the surface normal, </span><span
style='position:relative;top:2.0pt'><img width=18 height=18
src="for%20STC%20Wiki_SAMs_files/image005.png"></span> <span style='font-weight:
normal'>is the area of the metal surface,</span><span style='line-height:200%;
font-weight:normal'> <i>&#949; </i>is the dielectric constant of the dipole
layer, and</span> <i><span style='line-height:200%;font-weight:normal'>&#949;<sub>0</sub></span></i><span
style='line-height:200%;font-weight:normal'> is the vacuum permittivity. Table
2 shows experimentally measured values of the work-function changes for a
series of inert-gas / metal-surface systems together with the dipole-moment
surface density induced by the inert-gas atoms calculated according to Equation
3.</span><span
style='line-height:200%;font-weight:normal'><sup>13</sup></span><span
style='line-height:200%;font-weight:normal'> It can be seen that the adsorption
of inert-gas atoms can lower the work function of coinage-metal surfaces by as
much as 0.62 eV, which in the case of Cu(111) surface corresponds to ca. 13%
drop in the work function upon adsorption of xenon. The dipole-moment surface
densities calculated according to Equation 3 from the measured work-function
changes in Table 2 are on the order of 1.5 D / nm<sup>2</sup>. This corresponds
roughly to a separation of a whole elementary charge by 1 Å in each 3 nm<sup>2</sup>
of the surface.</span></p>


<p class=MsoNormal style='text-indent:.5in;text-autospace:none'><span
Lu et al. successfully used Kelvin-probe force microscopy (KPFM) to image a gold surface patterned with a mixed alkylthiolate monolayer.<sup>33</sup> Alkylthiol terminated with a methyl group and another alkylthiol terminated with a carboxylic acid group were patterned via the microcontact printing technique.<sup>19</sup> The observed contrast in the KPFM images was an effect of the difference in the work function of the gold-surface regions coated with the two adsorbates possessing different dipole moments. In the case of the two different alkyl thiolates studied by Lü the contrast was as large as 0.4 eV. Furthermore, a gold surface patterned with methyl-group-terminated alkylthiols containing different numbers of methylene units showed a trend in the measured surface potential, corresponding to a linear decrease of the work function with the slope of ca. -14 meV / methylene group, a behavior qualitatively similar to that reported by Evans.<sup>31</sup>
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>The
changes in the work function due physisorption of inert-gas atoms are interesting
from the perspective of fundamental understanding of the electronic processes
at the surfaces. However, inert gases do not form robust layers upon adsorption
and they do not allow for much control of the dipole moment present on the
surface after adsorption. The possibility of such control via synthetic design
was opened with the development of the field of self-assembled monolayers
(SAMs) of organic thiols on metals. </span></p>


<p class=MsoNormal><b><span style='font-family:"Times New Roman","serif"'>&nbsp;</span></b></p>
In an elegant and comprehensive study Alloway and coworkers investigated the influence of alkanethiol and partially-fluorinated-alkanethiol SAMs on the work function of gold.<sup>34</sup> In contrast to the reports Evans and Lu, the work of Alloway et al. was based on ultraviolet photoelectron spectroscopy (UPS), which is an absolute method performed under ultrahigh vacuum conditions, and thus it is anticipated to reflect the true values of the work function changes caused by thiolate SAMs on gold substrates. (As mentioned in section 1.4 any adsorbate will change the work function of a metallic surface. Thus, only working under ultrahigh vacuum conditions with properly cleaned metal surfaces can yield true work function values of the metal surface)


<p class=MsoHeader style='line-height:200%'><span style='font-size:10.0pt;
All of the samples of alkylthiolate SAMs on gold showed a work function more than 1 eV ''lower'' than the work function of clean gold. Similarly to previously mentioned reports,<sup>31,33</sup> the authors showed that a change in the number of methylene units results in a change in the work function. Fitting the data points with a linear function yielded the slope of -19 meV / methylene unit, an absolute value larger than the values reported by both Evans et al. and Lu et al. Partially fluorinated alkyl thiolate SAMs showed an ''increase'' in the work function of the underlying substrate by as much as ca. 0.5 eV, consistent with the different direction of the dipole moment of the surface-attached molecules in the case of fluorinated and non-fluorinated chains. Analysis of the measured changes in the work function of gold as a function of the calculated projection of the molecular dipole moment onto the surface normal in the alkyl- and perfluoroalkylthiolate SAMs revealed that the Au – sulfur interaction depresses the work function by ca. 0.5 eV, which is the same value as that found by Evans et al. for similar systems.<sup>31</sup> An interesting behavior was observed in a series of SAMs formed with alkylthiolates of different length terminated with a trifluoromethyl group. Figure 7 shows a schematic representation of these systems.
line-height:200%'>Table 2.</span><span style='font-size:10.0pt;line-height:
200%;font-weight:normal'> Experimentally measured changes in the work function,
</span><i><span style='font-weight:normal'>&#916;&#934;<sub>m</sub></span></i><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>,</span><span
style='font-size:10.0pt;line-height:200%'> </span><span style='font-size:10.0pt;
line-height:200%;font-weight:normal'>of coinage metals upon adsorption of inert
gases.* Values adapted from ref. </span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>13</span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>. The
dipole-moment surface densities calculated according to Equation 3 are given in
the third column.</span></p>


<table class=MsoTableGrid border=1 cellspacing=0 cellpadding=0 align=left
[[Image:cf3_dipole.jpg|thumb|400px|'''Figure 7. Schematic diagram of SAMs on gold studied by Alloway et al. The projections of the dipole moment of polar trifluoromethyl group onto the surface normal (dashed line) are shown by the vertical arrows. Based on ref. 34. ''']]
style='border-collapse:collapse;border:none;margin-left:6.75pt;margin-right:
6.75pt'>
<tr>
  <td width=133 style='width:99.9pt;border:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><b><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>System</span></b></p>
  </td>
  <td width=96 style='width:1.0in;border:solid black 1.0pt;border-left:none;
  padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><b><i><span style='font-size:12.0pt;line-height:200%;
  font-family:"Wingdings 3";position:relative;top:2.0pt'>r</span></i></b><b><i><span
  style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif";
  position:relative;top:2.0pt'>&#934;<sub>m</sub></span></i></b><b><span
  style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'> [eV]</span></b></p>
  </td>
  <td width=108 style='width:81.0pt;border:solid black 1.0pt;border-left:none;
  padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><b><i><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>&#956; / A </span></i></b><b><span
  style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>[D/nm<sup>2</sup>]</span></b></p>
  </td>
</tr>
<tr>
  <td width=133 style='width:99.9pt;border:solid black 1.0pt;border-top:none;
  padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>Kr on Au(111)</span></p>
  </td>
  <td width=96 style='width:1.0in;border-top:none;border-left:none;border-bottom:
  solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>-0.42</span></p>
  </td>
  <td width=108 style='width:81.0pt;border-top:none;border-left:none;
  border-bottom:solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>1.1</span></p>
  </td>
</tr>
<tr>
  <td width=133 style='width:99.9pt;border:solid black 1.0pt;border-top:none;
  padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>Xe on Au(111)</span></p>
  </td>
  <td width=96 style='width:1.0in;border-top:none;border-left:none;border-bottom:
  solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>-0.53</span></p>
  </td>
  <td width=108 style='width:81.0pt;border-top:none;border-left:none;
  border-bottom:solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>1.4</span></p>
  </td>
</tr>
<tr>
  <td width=133 style='width:99.9pt;border:solid black 1.0pt;border-top:none;
  padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>Kr on Ag(111)</span></p>
  </td>
  <td width=96 style='width:1.0in;border-top:none;border-left:none;border-bottom:
  solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>-0.46</span></p>
  </td>
  <td width=108 style='width:81.0pt;border-top:none;border-left:none;
  border-bottom:solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>1.2</span></p>
  </td>
</tr>
<tr>
  <td width=133 style='width:99.9pt;border:solid black 1.0pt;border-top:none;
  padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>Xe on Ag(111)</span></p>
  </td>
  <td width=96 style='width:1.0in;border-top:none;border-left:none;border-bottom:
  solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>-0.59</span></p>
  </td>
  <td width=108 style='width:81.0pt;border-top:none;border-left:none;
  border-bottom:solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>1.6</span></p>
  </td>
</tr>
<tr>
  <td width=133 style='width:99.9pt;border:solid black 1.0pt;border-top:none;
  padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>Kr on Cu(111)</span></p>
  </td>
  <td width=96 style='width:1.0in;border-top:none;border-left:none;border-bottom:
  solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>-0.49</span></p>
  </td>
  <td width=108 style='width:81.0pt;border-top:none;border-left:none;
  border-bottom:solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>1.3</span></p>
  </td>
</tr>
<tr>
  <td width=133 style='width:99.9pt;border:solid black 1.0pt;border-top:none;
  padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>Xe on Cu(111)</span></p>
  </td>
  <td width=96 style='width:1.0in;border-top:none;border-left:none;border-bottom:
  solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>-0.62</span></p>
  </td>
  <td width=108 style='width:81.0pt;border-top:none;border-left:none;
  border-bottom:solid black 1.0pt;border-right:solid black 1.0pt;padding:0in 5.4pt 0in 5.4pt'>
  <p class=MsoNormal align=center style='text-align:center;line-height:200%;
  text-autospace:none'><span style='font-size:12.0pt;line-height:200%;
  font-family:"Times New Roman","serif"'>1.6</span></p>
  </td>
</tr>
</table>


<p class=MsoFootnoteText style='margin-right:-2.2pt;line-height:200%'><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><br
clear=all>
</span><sup><span style='font-family:"Times New Roman","serif"'>*</span></sup><span
style='font-family:"Times New Roman","serif"'> The change in the work function,
<a name="OLE_LINK7"></a><a name="OLE_LINK6"><i>&#916;&#934;<sub>m</sub></i>,</a><i>
</i>is defined as the difference in the work function of the clean substrate
and the work function of the surface after the adsorption of inert gas atoms.</span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-weight:normal'>            </span></p>
Due to the different orientation of the polar CF<sub>3</sub> groups with respect to the surface normal in odd- and even-numbered alkylthiolate SAMs, the magnitude of the effective-dipole-moment projection onto the surface normal, shown in Figure 7 with blue and red arrows, is different and manifests itself with an odd-even effect on the measured work function of the underlying gold substrate.


<p class=MsoHeader style='margin-left:.5in;text-indent:-.5in;line-height:200%'><i><span
De Boer et al. studied the effects of alkylthiolate and perfluoroalkylthiolate SAMs on the work function of gold and silver.<sup>10</sup> Using the Kelvin probe technique the researchers found qualitatively similar changes of the work function, caused by the studied SAMs, for both metals. In particular, the perfluorinated alkylthiolate SAMs ''increased'' the work function by 0.6 eV and 1.1 eV for gold and silver, respectively. The alkylthiolate SAMs, on the other hand, ''decreased'' <nowiki>the work function for both metals respectively by 0.8 eV, and 0.6 eV. Again, the changes in the work function caused by the organic monolayers were rationalized in terms of the SAM dipole layer and the resulting surface potential difference for different molecular structures. De Boer et al. took one step further and demonstrated the effect of the SAMs on the performance of organic diodes employing silver electrodes. These devices were built as models for organic light emitting diodes (OLEDs) based on the use of a semitransparent silver anode. The ionization potential of the active organic layer used in these OLEDs – poly[2-methoxy-5-(2'-ethyl-hexyloxy)-1,4-phenylene vinylene] (MEH-PPV) – is not matched with the untreated anode’s work function, resulting in a hole injection barrier of ca. 0.9 eV, which is a rather large value requiring operation of the device at high voltage. The devices described by the authors were prepared in a few configurations: a) Ag anode / MEH-PPV / Ag, b) Ag anode / perfluoroalkylthiolate SAM / MEH-PPV / Ag, and c) Ag anode / alkylthiolate SAM / MEH-PPV / Ag. Figure 8 shows the energy diagram of the Ag anode / organic layer interface for configurations a) and b). Due to the dipole layer of the perfluoroalkylthiolate SAM the work function of the silver anode surface was increased by 1.1 eV, thus effectively eliminating the hole-injection barrier, &Delta;</nowiki><sub>h</sub>, from the electrode to the organic layer and forming an ohmic contact. Indeed, the current – voltage characteristics for the investigated devices showed ohmic behavior in the device incorporating perfluoroalkylthiolate SAM, in contrast to the device without the SAM on top of the silver anode, which showed an onset voltage for the conduction. Interestingly, the presence of alkylthiolate SAM on the silver anode (configuration c) of the device) increased the onset voltage of the diode even further when compared to the device without any SAM. This was rationalized in terms of the reduction of the work function of silver by the alkylthiolate SAM, which resulted in the increase of the hole-injection barrier with respect to case a).
style='line-height:200%;font-weight:normal'>1.5.<span style='font:7.0pt "Times New Roman"'>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
</span></span></i><i><span style='font-weight:normal'>Self-Assembled Monolayers
of Organic Thiols on Metals</span></i></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
[[Image:Ag_MEH-PPV.jpg|thumb|400px|'''Figure 8. Schematic diagram of a) Ag anode / MEH-PPV interface and b) Ag anode / perfluoroalkylthiol SAM / MEH-PPV interface. Vacuum levels close to the surface, E<sub>vac</sub>(s), SAM induced change of the work function, &Delta; &phi;<sub>m</sub>, and hole-injection barriers, &Delta;<sub>h</sub>, for both devices are shown. Based on ref. 10. ''']]
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>Self-Assembled
Monolayers of organic thiols on metals have received considerable attention
over the last two decades.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>16-19</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
From a purely scientific standpoint these structurally ordered systems offer a
great opportunity for studying structure–property relationships of
organic-inorganic interfaces. Studies of the influence of the molecular
structure on the packing of thiols on noble-metal surfaces have led to
important insights into the molecular scale morphology of the monolayers. It is
now understood that the thiol group binds to gold and often long-range order is
observed in the resulting organic adlayer.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>17-23</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
This understanding has further led to studies of the influence of synthetically
accessible adsorbate structures on a variety of surface characteristics
including wetting properties,</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>20,24</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
electronic characteristics,</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>25-27</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
and chemical reactivity.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>28-30</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
Figure 4 shows a schematic of a structure of an organic thiolate SAM on a metal
surface, together with design motifs that can be used to tune the properties of
the surface.</span></p>


<p class=MsoNormal style='text-autospace:none'><span style='font-size:12.0pt;
line-height:200%;font-family:"Times New Roman","serif"'><img width=557
height=249 id="Picture 3" src="for%20STC%20Wiki_SAMs_files/image006.jpg"></span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-size:10.0pt;
In summary, alkylthiolate-based monolayers on coinage metals have been shown to reproducibly modify the work function of the underlying substrates. Additionally, the molecular structure of constituents of SAMs, together with simple electrostatic considerations, has been shown to be useful in terms of designing surfaces with a desired work-function change. It is important to stress that the modification of the work function of metal electrodes with alkylthiolate SAMs has been demonstrated independently by different research groups, and that the ability to tune the work function has been successfully applied to solve specific technological problems.<sup>9,10</sup>
line-height:200%'>Figure 4.</span><span style='font-size:10.0pt;line-height:
200%;font-weight:normal'> Schematic diagram of a SAM of organic thiolates supported
on a metal surface. The anatomy and characteristics of the SAM are highlighted.
Based on ref. </span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>19</span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>.</span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>&nbsp;</span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>As
discussed earlier, the work function of metals is affected by adsorbates present
on the surface. The knowledge of adsorption characteristics of organic thiols
on metals and the synthetic accessibility of a variety of structures makes these
SAMs excellent systems to be employed in the systematic study of the influence
of adsorbates on the work function of the metallic substrates. </span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>&nbsp;</span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
<br clear='all'>
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>&nbsp;</span></p>
=== Self-Assembled Monolayers of Conjugated Thiols and their Influence on the Work Function of Metals ===


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>&nbsp;</span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
A limitation on the use of monolayers consisting of long-chain alkyl thiols for modifying injection barriers between metals and organics is the intrinsic electrically insulating characteristics of the alkyl chains. Monolayers consisting of &pi;-conjugated thiols, which have been shown to exhibit considerably enhanced conductivity,<sup>26,35</sup> may be more promising for this type of application. Monolayers composed of &pi;-conjugated systems based on oligo(phenylethynyl)benzenethiols and oligo(phenyl)benzenethiols have been shown to form self-assembled domains on gold.<sup>21,22,36-38</sup> A variety of data from different measurement techniques supports the formation of these SAMs on gold and silver with the thiol group binding to the underlying metal and the molecular backbone orienting itself nearly perpendicularly to the surface plane of the substrate.<sup>21,22,36,39-41</sup> Even in the case of molecular structures based on biphenyl thiols with very polar substituents this structural arrangement seems to hold, as demonstrated by Kang et al. in their comprehensive report.<sup>22</sup> As with alkylthiolate SAMs, the understanding of the structure of &pi;-conjugated thiolate SAMs on metal substrates opened the possibility to study the influence of the molecular structure on the electronic properties of the underlying substrates.
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>&nbsp;</span></p>


<p class=MsoHeader style='margin-left:.5in;text-indent:-.5in;line-height:200%'><i><span
Campbell et al. studied the effects of oligo(phenylethynyl)benzenethiolate SAMs on copper on the performance of organic diodes.<sup>42</sup> Two molecular systems were compared, with the substitution of a terminal hydrogen atom for a fluorine atom as the only difference between the SAM constituents. The researchers compared the current – voltage characteristics of organic diodes with different structures – Cu anode / MEH-PPV / Ca, and Cu anode / SAM / MEH-PPV / Ca. The onset voltage for the conduction in the studied devices showed the expected trend, with the lowest onset recorded for the SAM composed of the fluorine-substituted molecules and the highest onset voltage for the corresponding SAM without fluorine substitution. The rationalization of the observed effect invoked the difference in the hole-injection barrier from the electrode to the organic layer due to the change in the work function caused by the formation of SAMs. Kelvin probe measurements indeed showed that the work function of the copper electrodes coated with the different SAMs qualitatively follows the prediction based on the well known effect of the sheet of dipole moments on top of the metal.
style='line-height:200%;font-weight:normal'>1.6.<span style='font:7.0pt "Times New Roman"'>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
</span></span></i><i><span style='font-weight:normal'>Self-Assembled Monolayers
of Alkanethiols and their Influence on the Work Function of Metals</span></i></p>


<p class=MsoNormal style='text-indent:.5in'><span style='font-size:12.0pt;
Zehner et al. were the first to systematically study the work function modification of gold by conjugated thiols.<sup>43</sup> The authors applied Kelvin-probe measurements to a series of oligo(phenylethynyl)benzenethiolate SAMs on gold. The rather impressive number of studied systems included molecular structures with different lengths of the &pi;-conjugated backbones as well as different polar end-substituents. The trends of the work-function change reported in this work are actually not consistent with the predictions based on the molecular dipole moment. In particular, the molecular systems with dipole moments that should theoretically lower the work function actually increase it. Nevertheless, the authors attributed the observed work-function changes to the different dipole moment values of the studied molecular systems, and further conclusions followed.
line-height:200%;font-family:"Times New Roman","serif"'>The first study
addressing the effects of organic thiol SAMs on the work function of gold was published
by Evans and Ulman.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>31</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
The authors performed ellipsometry and Kelvin-probe measurements on a series of
alkanethiol SAMs with varying alkyl spacer lengths on a gold surface. Ellipsometry
revealed that the thickness of the monolayers systematically increased with the
alkyl chain length, which supported the formation of dense thiolate-bound
monolayers on gold. The studied alkanethiol SAMs showed a linear decrease of
the work function of the metal with the number of methylene units in the alkyl
chain length on the monolayer constituent, with a slope of -9.3 meV / methylene
group. This has been interpreted using a model involving a dipole layer
residing on top of the metal, as depicted in Figure 5. The net dipole moment of
the organic SAMs was found to have the positive end at the organic / air
interface, thus effectively decreasing the work function as compared to clean
gold (see Equation 3).  The addition of methylene units in the alkyl chain
increased the magnitude of the dipole moment showing the abovementioned trend
in the work-function change with alkyl chain length. Extrapolating the measured
changes of the work function to a hypothetical monolayer without methylene
groups revealed that Au – S layer decreases the work function of the substrate
by as much as ca. 0.5 eV, which is qualitatively consistent with charge
rearrangement due to the formation of a chemical bond. Additionally, the
dielectric constant of the alkyl chain layer, <i>&#949;<sub>2 </sub></i>in
Figure 5, was suggested to change with the alkyl chain length thus highlighting
that both the SAM dipole moment and the dielectric constant influence the metal
work function, the latter parameter because it effectively depolarizes the
dipole layer. The decrease of the gold work function caused by the alkanethiols
studied by Evans and Ulman was as large as 0.70 eV. However, it should be
stressed that the method applied to measure the work function did not take into
account any adsorbates that might have been present on the reference (in this
case a “clean” gold surface); thus, the absolute value of the work function
depression with respect to truly clean gold surface was most likely
underestimated.          </span></p>


<p class=MsoNormal align=left style='text-align:left;text-autospace:none'><span
Chen et al. investigated work function of gold substrates coated with a series of differently substituted terphenyl thiolate SAMs.<sup>44</sup> All of the studied systems showed a depression of the work function when compared with clean gold. A gold surface with an overlayer of a SAM of terphenylthiolate, characterized by only a small dipole moment, showed a work-function value 0.90 eV lower than that measured for the clean gold. Because the dipole moment of the molecule is small, this change has to be attributed to the charge redistribution caused by the formation of Au – S bond. Substitution of hydrogen on phenyl rings in the terphenylbackbone with fluorine atoms showed an increase of the work function of the underlying substrate, in accordance with qualitative predictions based on the dipole moment considerations. The authors showed their ability to tune the work function from 4.30 eV to 4.95 eV by simply using different SAMs on top of the gold electrodes. The structures of the SAMs and the corresponding values of the measured work function are shown in Figure 9. Further, the authors showed changes in the hole-injection barrier, &Delta;<sub>h</sub>, into a copper-phthalocyanine (CuPc) layer deposited on top of the different SAM-coated gold substrates. This was done by measuring the position of the highest molecular energy level of CuPc (HOMO) with respect to the Fermi level for the different samples. The changes in the ''measured'' hole-injection barrier roughly follow the dependence: ''&Delta;<sub>h </sub>&prop; &phi;<sub>m''</sub>, where ''&phi;<sub>m''</sub> is the work function ''measured'' for the SAM-coated gold substrates. Thus, the use of the different &pi;-conjugated-thiolate SAMs allowed for tuning the hole-injection barrier from the gold electrode into CuPc organic layer. The values of the hole-injection barrier, ''&Delta;<sub>h''</sub>, are also shown in Figure 9.
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><img
width=576 height=270 id="Picture 9"
src="for%20STC%20Wiki_SAMs_files/image007.jpg"></span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-size:10.0pt;
[[Image:workfunctions_sam.jpg|thumb|300px|'''Figure 9. Schematic representation of SAMs on gold studied by Chen et al. The measured work functions for the SAM-coated substrates, &phi;<sub>m</sub>, as well as the hole-injection barriers measured for Au / SAM / CuPc systems, &Delta;<sub>h</sub>, are shown. Based on ref. 44. ''']]
line-height:200%'>Figure 5.</span><span style='font-size:10.0pt;line-height:
200%;font-weight:normal'> Schematic diagram of an alkanethiol SAM on gold. The
organic adlayer can be envisaged as two layers of dipoles with dipole moments <i>&#956;<sub>1</sub></i>
and <i>&#956;<sub>2</sub></i> and the corresponding dielectric constants <i>&#949;<sub>1</sub></i>
and <i>&#949;<sub>2</sub></i>. The net dipole moment, <i>&#956;<sub>net</sub></i>
is also shown. Based on ref. </span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>31</span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
Apart from other experimental reports on the metal-work-function changes induced by &pi;-conjugated SAMs,<sup>45,46</sup> particular attention should be brought to theoretical work dealing with the energy level alignment of organic overlayers on gold. Among those, the reports by Heimel et al.,<sup>3,47</sup> and Romaner et al.<sup>15,48</sup> are perhaps of the highest interest in the context of this thesis. These studies focus on theoretical description of biphenylthiolate-based systems as there is a vast amount of data showing these SAMs possess two dimensional order and their structure has been studied extensively, thus making them good model systems for theoretical investigations.<sup>19,22</sup> Employing density functional theory (DFT), Heimel et al. showed that biphenylthiolate SAMs terminated with three different end-groups (a weak &pi;-donor –SH, a strong &pi;-donor –NH<sub>2</sub>, and a strong &pi;-acceptor –CN; see Figure 10) can result in large changes of the work function of the underlying gold substrate.<sup>3,47</sup>  
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>&nbsp;</span></p>


<p class=MsoNormal style='text-indent:.5in'><span style='font-size:12.0pt;
[[Image:bpt_sam_wf.jpg|thumb|400px|'''Figure 10. Schematic representation of biphenylthiolate SAMs on gold studied theoretically by Heimel et al. The calculated changes of the work function caused by the SAMs, &Delta; &phi;<sub>m</sub>, and the offsets between the HOMO and the Fermi level, &Delta;<sub>HOMO</sub>, are shown. Results from ref. 47. '''
line-height:200%;font-family:"Times New Roman","serif"'>Further investigations
]]
of alkyl thiol monolayers containing a polar aromatic group showed that both the
direction and the magnitude of the dipole moment of the molecules forming the
monolayer are important factors determining the work function of the underlying
metal. Evans et al. used Kelvin probe measurements to show that the structure
of the organic adsorbate had a critical effect on the magnitude and the sign of
the work-function change.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>32</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
In particular, the substitution of the terminal alkyl chain in one of the
studied SAMs to a fluoroalkyl chain resulted in a net dipole moment of opposite
direction to that of the SAM with the terminal alkyl chain (see Figure 6). In
effect, while the terminal-alkyl-chain SAM causes a <i>depression</i> of the
work function of gold by ca. 0.45 eV, the SAM with terminal fluoroalkyl chain <i>increases</i>
the work function by as much as 0.75 eV. Thus, the authors clearly showed that
the structure of the organic SAM, and in particular the effective net dipole
moment of the organic structure, has a dramatic effect on the work-function
change of the underlying metal.</span></p>


<p class=MsoNormal><span style='font-size:12.0pt;line-height:200%;font-family:
"Times New Roman","serif"'><img width=576 height=319 id="Picture 12"
src="for%20STC%20Wiki_SAMs_files/image008.jpg"></span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-size:10.0pt;
Because of the electron-donating ability of the amino group to the &pi;-conjugated biphenyl backbone, this system exhibits a dipole moment with the positive end at the organic / vacuum interface, thus ''decreasing'' the work function of the substrate by 2.7 eV. On the other hand, a strongly electron-withdrawing substituent, the cyano group, forms a dipole with its positive end at the metal / organic interface. This results in an ''increased'' work function of the substrate by as much as 2.7 eV. Interestingly, the mercapto-substituted biphenylthiolate SAM on gold (the structure in the middle of Figure 10), a system with essentially no dipole moment along the long molecular axis, showed the work function to be ''decreased'' by 1.0 eV when compared to that of clean gold. This has been attributed to the dipole layer formed by the charge rearrangement due to the Au – S bond formation, and labeled a ''bond dipole''. Analysis of the charge-density distribution led the authors to conclude that the bond dipole in all three studied systems is the same and, thus, that the charge rearrangement due to Au – S binding does not depend on the end-substituent of the biphenylthiolate backbone. Surprisingly, the offsets of the highest molecular orbital and the Fermi level for all three systems were calculated to be the same, despite the large differences in the gas-phase molecular ionization potentials. This has serious consequences for tuning of the hole-injection barrier from the gold electrode to the organic monolayer, as the authors clearly showed that the use of SAM constituents with clearly different molecular ionization potentials does not necessarily translate into a different offset between the HOMO and the Fermi level. However, it would be prudent not to draw general conclusions from these findings, as the results were obtained for biphenyl-based systems only and it is not clear if the used DFT methodology describes the studied systems in sufficient detail and accuracy.  
line-height:200%'>Figure 6.</span><span style='font-size:10.0pt;line-height:
200%;font-weight:normal'> Schematic diagram of gold coated with alkanethiol SAMs
containing polar aromatic groups studied by Evans et al. in ref. </span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>32</span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>. The differences
in the structures of SAMs are highlighted as well as the direction of the
effective dipole moments of the organic adlayers.</span></p>


<p class=MsoNormal style='text-indent:35.4pt'><span style='font-size:12.0pt;
Using the same DFT approach as in Ref. <sup>47</sup>, Romaner et al. studied the influence of the surface coverage on the work-function changes induced by substituted biphenylthiolate SAMs on gold.<sup>48</sup> Though some of the theoretically studied systems are not likely to be synthetically accessible, rather important conclusions were reached. Due to the polarizable nature of the biphenyl backbone of the SAM constituents the molecule – molecule distance on the gold surface has a large effect on the effective dipole-moment-layer depolarization. It was found that the increase of the surface coverage of the biphenylthiolate moieties not only increases the surface density of the dipole moments, but also leads to an increase in molecule – molecule depolarization effects, which effectively decreases the contribution of the additional dipoles to the change of the work function. Also, while the high-coverage systems showed the same behavior as those studied by Heimel et al.,<sup>47</sup> at lower coverages there seemed to be a dependence of the energy offset between the HOMO and the Fermi level on the molecular ionization potential of the SAM constituents.
line-height:200%;font-family:"Times New Roman","serif"'> </span></p>


<p class=MsoNormal style='text-indent:35.4pt'><span style='font-size:12.0pt;
line-height:200%;font-family:"Times New Roman","serif"'>Lu et al. successfully
used Kelvin-probe force microscopy (KPFM) to image a gold surface patterned
with a mixed alkylthiolate monolayer.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>33</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
Alkylthiol terminated with a methyl group and another alkylthiol terminated
with a carboxylic acid group were patterned via the microcontact printing
technique.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>19</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
The observed contrast in the KPFM images was an effect of the difference in the
work function of the gold-surface regions coated with the two adsorbates
possessing different dipole moments. In the case of the two different alkyl
thiolates studied by Lü the contrast was as large as 0.4 eV. Furthermore, a gold
surface patterned with methyl-group-terminated alkylthiols containing different
numbers of methylene units showed a trend in the measured surface potential,
corresponding to a linear decrease of the work function with the slope of ca. -14
meV / methylene group, a behavior qualitatively similar to that reported by
Evans.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>31</sup></span></p>


<p class=MsoNormal style='text-indent:35.4pt'><span style='font-size:12.0pt;
'''''References'''''
line-height:200%;font-family:"Times New Roman","serif"'>In an elegant and
comprehensive study Alloway and coworkers investigated the influence of alkanethiol
and partially-fluorinated-alkanethiol SAMs on the work function of gold.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>34</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
In contrast to the reports Evans and Lu, the work of Alloway et al. was based
on ultraviolet photoelectron spectroscopy (UPS), which is an absolute method
performed under ultrahigh vacuum conditions, and thus it is anticipated to
reflect the true values of the work function changes caused by thiolate SAMs on
gold substrates.<a href="#_ftn6" name="_ftnref6" title=""><span
class=MsoFootnoteReference><span class=MsoFootnoteReference><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>[f]</span></span></span></a>
All of the samples of alkylthiolate SAMs on gold showed a work function more
than 1 eV <i>lower</i> than the work function of clean gold. Similarly to previously
mentioned reports,</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>31,33</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
the authors showed that a change in the number of methylene units results in a
change in the work function. Fitting the data points with a linear function
yielded the slope of -19 meV / methylene unit, an absolute value larger than the
values reported by both Evans et al. and Lu et al. Partially fluorinated alkyl
thiolate SAMs showed an <i>increase</i> in the work function of the underlying
substrate by as much as ca. 0.5 eV, consistent with the different direction of
the dipole moment of the surface-attached molecules in the case of fluorinated
and non-fluorinated chains. Analysis of the measured changes in the work
function of gold as a function of the calculated projection of the molecular
dipole moment onto the surface normal in the alkyl- and perfluoroalkylthiolate SAMs
revealed that the Au – sulfur interaction depresses the work function by ca.
0.5 eV, which is the same value as that found by Evans et al. for similar
systems.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>31</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
An interesting behavior was observed in a series of SAMs formed with
alkylthiolates of different length terminated with a trifluoromethyl group.
Figure 7 shows a schematic representation of these systems. </span></p>


<p class=MsoNormal><span style='font-size:12.0pt;line-height:200%;font-family:
(1)Cahen, D.; Kahn, A. ''Adv. Mater.'' '''2003''', ''15'', 271-277.
"Times New Roman","serif"'><img width=576 height=287 id="Picture 11"
src="for%20STC%20Wiki_SAMs_files/image009.jpg"></span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-size:10.0pt;
(2)Ishii, H.; Sugiyama, K.; Ito, E.; Seki, K. ''Adv. Mater.'' '''1999''', ''11'', 605-625.
line-height:200%'>Figure 7.</span><span style='font-size:10.0pt;line-height:
200%;font-weight:normal'> Schematic diagram of SAMs on gold studied by Alloway
et al. The projections of the dipole moment of polar trifluoromethyl group onto
the surface normal (dashed line) are shown by the vertical arrows. Based on
ref. </span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>34</span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>. </span></p>


<p class=MsoNormal style='text-indent:35.4pt'><span style='font-size:12.0pt;
(3)Heimel, G.; Romaner, L.; Zojer, E.; Bredas, J.-L. ''Acc. Chem. Res.'' '''2008''', ''41'', 721-729.
line-height:200%;font-family:"Times New Roman","serif"'>&nbsp;</span></p>


<p class=MsoNormal style='text-indent:35.4pt'><span style='font-size:12.0pt;
(4)Murphy, E. L.; Good, R. H. ''Phys. Rev.'' '''1956''', ''102'', 1464.
line-height:200%;font-family:"Times New Roman","serif"'>Due to the different
orientation of the polar CF<sub>3</sub> groups with respect to the surface
normal in odd- and even-numbered alkylthiolate SAMs, the magnitude of the
effective-dipole-moment projection onto the surface normal, shown in Figure 7
with blue and red arrows, is different and manifests itself with an odd-even
effect on the measured work function of the underlying gold substrate.</span></p>


<p class=MsoNormal><span style='font-size:12.0pt;line-height:200%;font-family:
(5)Hölzl, J.; Schulte, F. K.; Wagner, H. ''Solid surface physics''<nowiki>; Springer-Verlag: Berlin, 1979; Vol. 85.</nowiki>
"Times New Roman","serif"'>            De Boer et al. studied the effects of
alkylthiolate and perfluoroalkylthiolate SAMs on the work function of gold and
silver.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>10</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
Using the Kelvin probe technique the researchers found qualitatively similar
changes of the work function, caused by the studied SAMs, for both metals. In
particular, the perfluorinated alkylthiolate SAMs <i>increased</i> the work
function by 0.6 eV and 1.1 eV for gold and silver, respectively. The
alkylthiolate SAMs, on the other hand, <i>decreased</i> the work function for
both metals respectively by 0.8 eV, and 0.6 eV. Again, the changes in the work
function caused by the organic monolayers were rationalized in terms of the SAM
dipole layer and the resulting surface potential difference for different molecular
structures. De Boer et al. took one step further and demonstrated the effect of
the SAMs on the performance of organic diodes employing silver electrodes. These
devices were built as models for organic light emitting diodes (OLEDs) based on
the use of a semitransparent silver anode. The ionization potential of the
active organic layer used in these OLEDs – poly[2-methoxy-5-(2'-ethyl-hexyloxy)-1,4-phenylene
vinylene] (MEH-PPV) – is not matched with the untreated anode’s work function,
resulting in a hole injection barrier of ca. 0.9 eV, which is a rather large
value requiring operation of the device at high voltage. The devices described
by the authors were prepared in a few configurations: a) Ag anode / MEH-PPV /
Ag, b) Ag anode / perfluoroalkylthiolate SAM / MEH-PPV / Ag, and c) Ag anode /
alkylthiolate SAM / MEH-PPV / Ag. Figure 8 shows the energy diagram of the Ag
anode / organic layer interface for configurations a) and b). Due to the dipole
layer of the perfluoroalkylthiolate SAM the work function of the silver anode
surface was increased by 1.1 eV, thus effectively eliminating the
hole-injection barrier, &#916;<sub>h</sub>, from the electrode to the organic
layer and forming an ohmic contact. Indeed, the current – voltage characteristics
for the investigated devices showed ohmic behavior in the device incorporating
perfluoroalkylthiolate SAM, in contrast to the device without the SAM on top of
the silver anode, which showed an onset voltage for the conduction.
Interestingly, the presence of alkylthiolate SAM on the silver anode (configuration
c) of the device) increased the onset voltage of the diode even further when
compared to the device without any SAM. This was rationalized in terms of the
reduction of the work function of silver by the alkylthiolate SAM, which
resulted in the increase of the hole-injection barrier with respect to case a).</span></p>


<p class=MsoNormal><span style='font-size:12.0pt;line-height:200%;font-family:
(6)Eastman, D. E. ''Phys. Rev. B: Condens. Matter'' '''1970''', ''2'', 1.
"Times New Roman","serif"'><img width=575 height=335 id="Picture 10"
src="for%20STC%20Wiki_SAMs_files/image010.jpg"></span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-size:10.0pt;
(7)Bock, C.; Pham, D. V.; Kunze, U.; Kafer, D.; Witte, G.; Woll, C. ''J. Appl. Phys.'' '''2006''', ''100'', 114517/1-114517/7.
line-height:200%'>Figure 8.</span><span style='font-size:10.0pt;line-height:
200%;font-weight:normal'> Schematic diagram of a) Ag anode / MEH-PPV interface
and b) Ag anode / perfluoroalkylthiol SAM / MEH-PPV interface. Vacuum levels
close to the surface, E<sub>vac</sub>(s), SAM induced change of the work
function, &#916;&#934;<sub>m</sub>, and hole-injection barriers, &#916;<sub>h</sub>,
for both devices are shown. Based on ref. </span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>10</span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>. </span></p>


<p class=MsoNormal><span style='font-size:12.0pt;line-height:200%;font-family:
(8)Santato, C.; Cicoira, F.; Cosseddu, P.; Bonfiglio, A.; Bellutti, P.; Muccini, M.; Zamboni, R.; Rosei, F.; Mantoux, A.; Doppelt, P. ''Appl. Phys. Lett.'' '''2006''', ''88'', 163511/1-163511/3.
"Times New Roman","serif"'>&nbsp;</span></p>


<p class=MsoNormal style='text-indent:.5in'><span style='font-size:12.0pt;
(9)Campbell, I. H.; Rubin, S.; Zawodzinski, T. A.; Kress, J. D.; Martin, R. L.; Smith, D. L.; Barashkov, N. N.; Ferraris, J. P. ''Phys. Rev. B: Condens. Matter'' '''1996''', ''54'', R14321.
line-height:200%;font-family:"Times New Roman","serif"'>In summary,
alkylthiolate-based monolayers on coinage metals have been shown to
reproducibly modify the work function of the underlying substrates. Additionally,
the molecular structure of constituents of SAMs, together with simple
electrostatic considerations, has been shown to be useful in terms of designing
surfaces with a desired work-function change. It is important to stress that
the modification of the work function of metal electrodes with alkylthiolate
SAMs has been demonstrated independently by different research groups, and that
the ability to tune the work function has been successfully applied to solve
specific technological problems.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>9,10</sup></span></p>


<p class=MsoNormal><span style='font-size:12.0pt;line-height:200%;font-family:
(10)De Boer, B.; Hadipour, A.; Mandoc, M. M.; Van Woudenbergh, T.; Blom, P. W. M. ''Advanced Materials (Weinheim, Germany)'' '''2005''', ''17'', 621-625.
"Times New Roman","serif"'>&nbsp;</span></p>


<p class=MsoHeader style='margin-left:.5in;text-indent:-.5in;line-height:200%'><i><span
(11)Nieuwenhuys, B. E.; Bouwman, R.; Sachtler, W. M. H. ''Thin Solid Films'' '''1974''', ''21'', 51-8.
style='line-height:200%;font-weight:normal'>1.7.<span style='font:7.0pt "Times New Roman"'>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
</span></span></i><i><span style='font-weight:normal'>Self-Assembled Monolayers
of Conjugated Thiols and their Influence on the Work Function of Metals</span></i></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
(12)Nieuwenhuys, B. E.; Van Aardenne, O. G.; Sachtler, W. M. H. ''Chem. Phys.'' '''1974''', ''5'', 418-28.
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>A
limitation on the use of monolayers consisting of long-chain alkyl thiols for
modifying injection barriers between metals and organics is the intrinsic
electrically insulating characteristics of the alkyl chains. Monolayers
consisting of &#960;-conjugated thiols, which have been shown to exhibit
considerably enhanced conductivity,</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>26,35</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
may be more promising for this type of application. Monolayers composed of &#960;-conjugated
systems based on oligo(phenylethynyl)benzenethiols and
oligo(phenyl)benzenethiols have been shown to form self-assembled domains on
gold.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>21,22,36-38</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
A variety of data from different measurement techniques supports the formation
of these SAMs on gold and silver with the thiol group binding to the underlying
metal and the molecular backbone orienting itself nearly perpendicularly to the
surface plane of the substrate.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>21,22,36,39-41</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
Even in the case of molecular structures based on biphenyl thiols with very
polar substituents this structural arrangement seems to hold, as demonstrated
by Kang et al. in their comprehensive report.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>22</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
As with alkylthiolate SAMs, the understanding of the structure of
&#960;-conjugated thiolate SAMs on metal substrates opened the possibility to
study the influence of the molecular structure on the electronic properties of
the underlying substrates.</span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
(13)Huckstadt, C.; Schmidt, S.; Hufner, S.; Forster, F.; Reinert, F.; Springborg, M. ''Phys. Rev. B: Condens. Matter'' '''2006''', ''73'', 075409/1-075409/10.
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>Campbell
et al. studied the effects of oligo(phenylethynyl)benzenethiolate SAMs on
copper on the performance of organic diodes.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>42</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
Two molecular systems were compared, with the substitution of a terminal
hydrogen atom for a fluorine atom as the only difference between the SAM
constituents. The researchers compared the current – voltage characteristics of
organic diodes with different structures – Cu anode / MEH-PPV / Ca, and Cu
anode / SAM / MEH-PPV / Ca. The onset voltage for the conduction in the studied
devices showed the expected trend, with the lowest onset recorded for the SAM
composed of the fluorine-substituted molecules and the highest onset voltage
for the corresponding SAM without fluorine substitution. The rationalization of
the observed effect invoked the difference in the hole-injection barrier from
the electrode to the organic layer due to the change in the work function
caused by the formation of SAMs. Kelvin probe measurements indeed showed that
the work function of the copper electrodes coated with the different SAMs
qualitatively follows the prediction based on the well known effect of the
sheet of dipole moments on top of the metal.</span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
(14)Cornil, D.; Olivier, Y.; Geskin, V.; Cornil, J. ''Adv. Funct. Mater.'' '''2007''', ''17'', 1143-1148.
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>Zehner
et al. were the first to systematically study the work function modification of
gold by conjugated thiols.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>43</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
The authors applied Kelvin-probe measurements to a series of oligo(phenylethynyl)benzenethiolate
SAMs on gold. The rather impressive number of studied systems included
molecular structures with different lengths of the &#960;-conjugated backbones
as well as different polar end-substituents. The trends of the work-function
change reported in this work are actually not consistent with the predictions
based on the molecular dipole moment. In particular, the molecular systems with
dipole moments that should theoretically lower the work function actually
increase it. Nevertheless, the authors attributed the observed work-function
changes to the different dipole moment values of the studied molecular systems,
and further conclusions followed.</span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
(15)Romaner, L.; Heimel, G.; Ambrosch-Draxl, C.; Zojer, E. ''Adv. Funct. Mater.'' '''2008''', ''18'', 3999-4006.
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>Chen
et al. investigated work function of gold substrates coated with a series of
differently substituted terphenyl thiolate SAMs.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>44</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
All of the studied systems showed a depression of the work function when
compared with clean gold. A gold surface with an overlayer of a SAM of
terphenylthiolate, characterized by only a small dipole moment, showed a
work-function value 0.90 eV lower than that measured for the clean gold.
Because the dipole moment of the molecule is small, this change has to be
attributed to the charge redistribution caused by the formation of Au – S bond.
Substitution of hydrogen on phenyl rings in the terphenylbackbone with fluorine
atoms showed an increase of the work function of the underlying substrate, in
accordance with qualitative predictions based on the dipole moment considerations.
The authors showed their ability to tune the work function from 4.30 eV to 4.95
eV by simply using different SAMs on top of the gold electrodes. The structures
of the SAMs and the corresponding values of the measured work function are
shown in Figure 9. Further, the authors showed changes in the hole-injection
barrier, &#916;<sub>h</sub>, into a copper-phthalocyanine (CuPc) layer
deposited on top of the different SAM-coated gold substrates. This was done by
measuring the position of the highest molecular energy level of CuPc (HOMO) with
respect to the Fermi level for the different samples. The changes in the <i>measured</i>
hole-injection barrier roughly follow the dependence: <i>&#916;<sub>h </sub></i></span><i><span
style='font-size:12.0pt;line-height:200%;font-family:Symbol'>µ</span></i><i><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
&#934;<sub>m</sub></span></i><span style='font-size:12.0pt;line-height:200%;
font-family:"Times New Roman","serif"'>, where <i>&#934;<sub>m</sub></i> is the
work function <i>measured</i> for the SAM-coated gold substrates. Thus, the use
of the different &#960;-conjugated-thiolate SAMs allowed for tuning the
hole-injection barrier from the gold electrode into CuPc organic layer. The
values of the hole-injection barrier, </span><i><span style='font-size:12.0pt;
line-height:200%;font-family:"Wingdings 3"'>r</span></i><i><sub><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>h</span></sub></i><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>,
are also shown in Figure 9.</span></p>


<p class=MsoNormal style='text-autospace:none'><span style='font-size:12.0pt;
(16)Porter, M. D.; Bright, T. B.; Allara, D. L.; Chidsey, C. E. D. ''J. Am. Chem. Soc.'' '''1987''', ''109'', 3559-68.
line-height:200%;font-family:"Times New Roman","serif"'><img width=575
height=285 id="Picture 5" src="for%20STC%20Wiki_SAMs_files/image011.jpg"></span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-size:10.0pt;
(17)Laibinis, P. E.; Whitesides, G. M.; Allara, D. L.; Tao, Y. T.; Parikh, A. N.; Nuzzo, R. G. ''J. Am. Chem. Soc.'' '''1991''', ''113'', 7152-67.
line-height:200%'>Figure 9.</span><span style='font-size:10.0pt;line-height:
200%;font-weight:normal'> Schematic representation of SAMs on gold studied by
Chen et al. The measured work functions for the SAM-coated substrates, &#934;<sub>m</sub>,
as well as the hole-injection barriers measured for Au / SAM / CuPc systems, </span><span
style='font-size:10.0pt;line-height:200%;font-family:"Wingdings 3";font-weight:
normal'>r</span><sub><span style='font-size:10.0pt;line-height:200%;font-weight:
normal'>h</span></sub><span style='font-size:10.0pt;line-height:200%;
font-weight:normal'>, are shown. Based on ref. </span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>44</span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>. </span></p>


<p class=MsoNormal style='text-autospace:none'><span style='font-size:12.0pt;
(18)Schreiber, F. ''Prog. Surf. Sci.'' '''2000''', ''65'', 151-257.
line-height:200%;font-family:"Times New Roman","serif"'>&nbsp;</span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
(19)Love, J. C.; Estroff, L. A.; Kriebel, J. K.; Nuzzo, R. G.; Whitesides, G. M. ''Chem. Rev.'' '''2005''', ''105'', 1103-1170.
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>Apart
from other experimental reports on the metal-work-function changes induced by &#960;-conjugated
SAMs,</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>45,46</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
particular attention should be brought to theoretical work dealing with the
energy level alignment of organic overlayers on gold. Among those, the reports
by Heimel et al.,</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>3,47</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
and Romaner et al.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>15,48</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
are perhaps of the highest interest in the context of this thesis. These
studies focus on theoretical description of biphenylthiolate-based systems as
there is a vast amount of data showing these SAMs possess two dimensional order
and their structure has been studied extensively, thus making them good model
systems for theoretical investigations.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>19,22</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
Employing density functional theory (DFT), Heimel et al. showed that
biphenylthiolate SAMs terminated with three different end-groups (a weak &#960;-donor
–SH, a strong &#960;-donor –NH<sub>2</sub>, and a strong &#960;-acceptor –CN;
see Figure 10) can result in large changes of the work function of the
underlying gold substrate.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>3,47</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
</span></p>


<p class=MsoNormal style='text-autospace:none'><span style='font-size:12.0pt;
(20)Laibinis, P. E.; Nuzzo, R. G.; Whitesides, G. M. ''J. Phys. Chem.'' '''1992''', ''96'', 5097-105.
line-height:200%;font-family:"Times New Roman","serif"'><img width=462
height=278 id="Picture 6" src="for%20STC%20Wiki_SAMs_files/image012.jpg"></span></p>


<p class=MsoHeader style='line-height:200%'><span style='font-size:10.0pt;
(21)Duan, L.; Garrett, S. J. ''J. Phys. Chem. B'' '''2001''', ''105'', 9812-9816.
line-height:200%'>Figure 10.</span><span style='font-size:10.0pt;line-height:
200%;font-weight:normal'> Schematic representation of biphenylthiolate SAMs on
gold studied theoretically by Heimel et al. The calculated changes of the work
function caused by the SAMs, </span><span style='font-size:10.0pt;line-height:
200%;font-family:"Wingdings 3";font-weight:normal'>r</span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>&#934;<sub>m</sub>,
and the offsets between the HOMO and the Fermi level, </span><span
style='font-size:10.0pt;line-height:200%;font-family:"Wingdings 3";font-weight:
normal'>r</span><sub><span style='font-size:10.0pt;line-height:200%;font-weight:
normal'>HOMO</span></sub><span style='font-size:10.0pt;line-height:200%;
font-weight:normal'>, are shown. Results from ref. </span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>47</span><span
style='font-size:10.0pt;line-height:200%;font-weight:normal'>. </span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
(22)Kang, J. F.; Ulman, A.; Liao, S.; Jordan, R.; Yang, G.; Liu, G. y. ''Langmuir'' '''2001''', ''17'', 95-106.
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>&nbsp;</span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
(23)Azzam, W.; Fuxen, C.; Birkner, A.; Rong, H.-T.; Buck, M.; Woell, C. ''Langmuir'' '''2003''', ''19'', 4958-4968.
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>Because
of the electron-donating ability of the amino group to the &#960;-conjugated
biphenyl backbone, this system exhibits a dipole moment with the positive end
at the organic / vacuum interface, thus <i>decreasing</i> the work function of
the substrate by 2.7 eV. On the other hand, a strongly electron-withdrawing
substituent, the cyano group, forms a dipole with its positive end at the metal
/ organic interface. This results in an <i>increased</i> work function of the
substrate by as much as 2.7 eV. Interestingly, the mercapto-substituted
biphenylthiolate SAM on gold (the structure in the middle of Figure 10), a
system with essentially no dipole moment along the long molecular axis, showed
the work function to be <i>decreased</i> by 1.0 eV when compared to that of
clean gold. This has been attributed to the dipole layer formed by the charge
rearrangement due to the Au – S bond formation, and labeled a <i>bond dipole</i>.
Analysis of the charge-density distribution led the authors to conclude that
the bond dipole in all three studied systems is the same and, thus, that the
charge rearrangement due to Au – S binding does not depend on the
end-substituent of the biphenylthiolate backbone. Surprisingly, the offsets of
the highest molecular orbital and the Fermi level for all three systems were
calculated to be the same, despite the large differences in the gas-phase molecular
ionization potentials. This has serious consequences for tuning of the
hole-injection barrier from the gold electrode to the organic monolayer, as the
authors clearly showed that the use of SAM constituents with clearly different
molecular ionization potentials does not necessarily translate into a different
offset between the HOMO and the Fermi level. However, it would be prudent not
to draw general conclusions from these findings, as the results were obtained
for biphenyl-based systems only and it is not clear if the used DFT methodology
describes the studied systems in sufficient detail and accuracy. </span></p>


<p class=MsoNormal style='text-indent:35.4pt;text-autospace:none'><span
(24)Whitesides, G. M.; Laibinis, P. E. ''Langmuir'' '''1990''', ''6'', 87-96.
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>Using
the same DFT approach as in Ref. </span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>47</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>,
Romaner et al. studied the influence of the surface coverage on the work-function
changes induced by substituted biphenylthiolate SAMs on gold.</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>48</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
Though some of the theoretically studied systems are not likely to be
synthetically accessible, rather important conclusions were reached. Due to the
polarizable nature of the biphenyl backbone of the SAM constituents the molecule
– molecule distance on the gold surface has a large effect on the effective
dipole-moment-layer depolarization. It was found that the increase of the
surface coverage of the biphenylthiolate moieties not only increases the
surface density of the dipole moments, but also leads to an increase in molecule
– molecule depolarization effects, which effectively decreases the contribution
of the additional dipoles to the change of the work function. Also, while the
high-coverage systems showed the same behavior as those studied by Heimel et
al.,</span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'><sup>47</sup></span><span
style='font-size:12.0pt;line-height:200%;font-family:"Times New Roman","serif"'>
at lower coverages there seemed to be a dependence of the energy offset between
the HOMO and the Fermi level on the molecular ionization potential of the SAM
constituents.</span></p>


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<p class=MsoNormal style='margin-left:.5in;text-indent:-.5in;line-height:normal'><span
style='font-family:"Times New Roman","serif"'>&nbsp;</span></p>
 
<p class=MsoNormal style='margin-left:.5in;text-indent:-.5in'>&nbsp;</p>
 
</div>
 
<div><br clear=all>
 
<hr align=left size=1 width="33%">
 
<div id=ftn1>
 
<p class=MsoFootnoteText><a href="#_ftnref1" name="_ftn1" title=""><span
class=MsoFootnoteReference><span style='font-family:"Times New Roman","serif"'><span
class=MsoFootnoteReference><span style='font-size:10.0pt;line-height:200%;
font-family:"Times New Roman","serif"'>[a]</span></span></span></span></a><span
style='font-family:"Times New Roman","serif"'> In terms of Fermi – Dirac
statistics the Fermi level is defined as the energy at which the probability of
finding an electron is 0.5 for a system at thermal equilibrium. For metals at
room temperature the probability of finding an electron below the Fermi level
is close to unity.</span></p>
 
</div>
 
<div id=ftn2>
 
<p class=MsoFootnoteText><a href="#_ftnref2" name="_ftn2" title=""><span
class=MsoFootnoteReference><span style='font-family:"Times New Roman","serif"'><span
class=MsoFootnoteReference><span style='font-size:10.0pt;line-height:200%;
font-family:"Times New Roman","serif"'>[b]</span></span></span></span></a><span
style='font-family:"Times New Roman","serif"'> In a real experiment the
photoelectron-kinetic-energy analyzer causes an additional drop in the
potential, which adds a rigid offset to the kinetic energy of the photoelectrons.
More on this can be found in Ref. 12. </span></p>
 
</div>
 
<div id=ftn3>
 
<p class=MsoFootnoteText><a href="#_ftnref3" name="_ftn3" title=""><span
class=MsoFootnoteReference><span style='font-family:"Times New Roman","serif"'><span
class=MsoFootnoteReference><span style='font-size:10.0pt;line-height:200%;
font-family:"Times New Roman","serif"'>[c]</span></span></span></span></a><span
style='font-family:"Times New Roman","serif"'> In practice the photoelectrons
are additionally accelerated by an external electric field, which has to be taken
account in the calculations. </span></p>
 
</div>
 
<div id=ftn4>
 
<p class=MsoFootnoteText><a href="#_ftnref4" name="_ftn4" title=""><span
class=MsoFootnoteReference><span style='font-family:"Times New Roman","serif"'><span
class=MsoFootnoteReference><span style='font-size:10.0pt;line-height:200%;
font-family:"Times New Roman","serif"'>[d]</span></span></span></span></a><span
style='font-family:"Times New Roman","serif"'> The solid-state electron
affinity and solid-state ionization potential discussed here are not the same
as the corresponding values measured for bulk organic layer. The contact with
the metal electrode causes so-called “band bending”, which influences the
values of both electron affinity and ionization potential. This is discussed in
more detail in Ref. 13.</span></p>
 
</div>
 
<div id=ftn5>
 
<p class=MsoFootnoteText><a href="#_ftnref5" name="_ftn5" title=""><span
class=MsoFootnoteReference><span style='font-family:"Times New Roman","serif"'><span
class=MsoFootnoteReference><span style='font-size:10.0pt;line-height:200%;
font-family:"Times New Roman","serif"'>[e]</span></span></span></span></a><span
style='font-family:"Times New Roman","serif"'> The two described mechanisms provide
an oversimplified picture of the charge-redistribution process. Contribution
from orbital interactions is also invoked as another mechanism of charge
redistribution. See ref. 24.</span></p>
 
</div>
 
<div id=ftn6>
 
<p class=MsoFootnoteText><a href="#_ftnref6" name="_ftn6" title=""><span
class=MsoFootnoteReference><span style='font-family:"Times New Roman","serif"'><span
class=MsoFootnoteReference><span style='font-size:10.0pt;line-height:200%;
font-family:"Times New Roman","serif"'>[f]</span></span></span></span></a><span
style='font-family:"Times New Roman","serif"'> As mentioned in section 1.4 any
adsorbate will change the work function of a metallic surface. Thus, only
working under ultrahigh vacuum conditions with properly cleaned metal surfaces
can yield true work function values of the metal surface.</span></p>
 
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Latest revision as of 13:56, 23 September 2009

Influence of organic thiols on the work function of coinage metals

Contributed by Michal Malicki - Georgia Tech- Thesis Introduction

A critical factor in self assembled materials concerns the Work Function of Metals.

Work Function of Metals – Implications for Organic Electronics Applications

The presence of the surface dipole on the metal surface has important implications for electronics applications. Charge-carrier injection from a metal electrode to an active layer in a variety of optoelectronic devices is considered to be one of the crucial processes essential to the overall device performance.[1].[2] The energetics of the charge-injection process are defined by the relative positions of the Fermi level of the metal and the accessible energy levels of the organic active layer. This is depicted in Figure 3 for the case of a hypothetical simplified organic electroluminescent (EL) device.2 Consider the right-hand side of the energy diagram. In order for an electron to undergo a transfer from the metal cathode to the organic layer it must be supplied with sufficient energy to overcome the barrier existing at the interface. The electron-injection barrier, Δe, is defined as the energy difference between the work function of the metal and the solid-state electron affinity, EA, of the organic layer: Δe = φm - EA. The solid-state electron affinity and solid-state ionization potential discussed here are not the same as the corresponding values measured for bulk organic layer. The contact with the metal electrode causes so-called “band bending”, which influences the values of both electron affinity and ionization potential. This is discussed in more detail in Ref [3]

In the case of an EL device the energy needed to overcome the electron-injection barrier is supplied by applying a voltage between the electrodes. From the technological perspective the applied voltage must satisfy certain requirements, for example fall in a range that minimizes the power loss of the device, and allows for integration of the device into a standardized circuit. Thus, matching the solid-state electron affinity and solid-state ionization potential of the organic layers with the work functions of the metal electrodes is the key to obtaining a suitable charge injection during device operation.

Figure 3. Energy diagram of an organic electroluminescent device. The charge carriers – electrons (e-) and holes (h+) – are injected respectively from the metal cathode (right-hand side of the diagram) and the anode (left-hand side of the diagram) into the organic active layers – the electron-transport layer (ETL) and the hole-transport layer (HTL). At the ETL / HTL interface the charge carriers recombine generating photons. The Fermi levels of both the metal cathode and the anode and the energy levels of the organic layers (HOMO and LUMO energy levels) have to be matched in order to achieve an efficient charge injection into the organic layers. Based on ref. 2.


The EL device described above is only one of the examples in which the metal electrode work function plays a crucial role in the overall device performance. Matching the work function of the electrodes with the organic-layer energy levels in order to balance the charge-carrier-injection barriers is very important in organic field-effect transistors (OFETs), photovoltaic devices, or organic light-emitting transistors (OLETs).3,7,8 Traditionally this has been addressed by choosing metals with low work function for the cathode, high-work-function materials for the anode, and matching the organic layer energy levels appropriately.3 Lately however, there has been a substantial effort to employ metal electrodes whose work function has been tuned by adsorbates.9,10 This approach is, in principle, more versatile than the use of different, often reactive metals, as it opens the possibility of using relatively chemically stable metals (such as coinage metals) with a layer of work-function-tuning adsorbate as electrodes in organic electronic applications.



Work Function of Metals – Influence of Adsorbates

The work function of a metal is very sensitive to the presence of any adsorbates present on the surface. Experiments have revealed that even physisorbed atoms of inert gases such as argon or xenon influence the work function on a variety of metallic substrates.11-13 Even though there is no significant charge redistribution in the inert-gas atoms near the metal surface, due to a chemical reaction, there is a substantial charge redistribution on the surface after the physisorption has taken place, which changes the surface dipole on the surface. Two major physical phenomena are responsible for this. First, the electronic density extending outside of the metal surface is pushed back by the repulsive force of the electronic cloud of the inert gas atoms; this is referred to as Pauli push-back, or sometimes as the “pillow effect”.3,14 Second, van der Waals interactions between the inert-gas atom and the metal surface cause polarization of the otherwise highly symmetric electronic cloud of the inert-gas atom.The two described mechanisms provide an oversimplified picture of the charge-redistribution process. Contribution from orbital interactions is also invoked as another mechanism of charge redistribution. See ref. 24.


This results in the formation of a sheet of dipoles in the space occupied by the adsorbed atoms which alters the potential landscape at the vacuum / metal interface.12,13

On the basis of simple electrostatic considerations one can calculate the dipole-moment surface density corresponding to the measured change of the work function.3 The work function change, Δ φm, caused by a sheet of dipoles residing on the surface is expressed by the Helmholtz equation:3,15

<math>\Delta \phi_m = \frac {e \mu} {A \varepsilon \varepsilon_0}\,\!</math> Equation 3


where

<math>e\,\!</math> is the elementary charge,
<math>/mu\,\!</math> is the dipole moment in the direction of the surface normal, is the area of the metal surface, '
<math>\varepsilon\,\!</math> is the dielectric constant of the dipole layer
<math>\varepsilon\,\!</math>, and &epsilon<;sub>0 is the vacuum permittivity.

Table 2 shows experimentally measured values of the work-function changes for a series of inert-gas / metal-surface systems together with the dipole-moment surface density induced by the inert-gas atoms calculated according to Equation 3.13 It can be seen that the adsorption of inert-gas atoms can lower the work function of coinage-metal surfaces by as much as 0.62 eV, which in the case of Cu(111) surface corresponds to ca. 13% drop in the work function upon adsorption of xenon. The dipole-moment surface densities calculated according to Equation 3 from the measured work-function changes in Table 2 are on the order of 1.5 D / nm2. This corresponds roughly to a separation of a whole elementary charge by 1 Å in each 3 nm2 of the surface.

The changes in the work function due physisorption of inert-gas atoms are interesting from the perspective of fundamental understanding of the electronic processes at the surfaces. However, inert gases do not form robust layers upon adsorption and they do not allow for much control of the dipole moment present on the surface after adsorption. The possibility of such control via synthetic design was opened with the development of the field of self-assembled monolayers (SAMs) of organic thiols on metals.


Table 2. Experimentally measured changes in the work function, Δ φm, of coinage metals upon adsorption of inert gases.* Values adapted from ref. 13. The dipole-moment surface densities calculated according to Equation 3 are given in the third column.


System
Δ φm [eV]
μ / A [D/nm2]
Kr on Au(111)
-0.42
1.1
Xe on Au(111)
-0.53
1.4
Kr on Ag(111)
-0.46
1.2
Xe on Ag(111)
-0.59
1.6
Kr on Cu(111)
-0.49
1.3
Xe on Cu(111)
-0.62
1.6

* The change in the work function, Δ φm, is defined as the difference in the work function of the clean substrate and the work function of the surface after the adsorption of inert gas atoms.

Self-Assembled Monolayers of Organic Thiols on Metals


Self-Assembled Monolayers of organic thiols on metals have received considerable attention over the last two decades.16-19 From a purely scientific standpoint these structurally ordered systems offer a great opportunity for studying structure–property relationships of organic-inorganic interfaces. Studies of the influence of the molecular structure on the packing of thiols on noble-metal surfaces have led to important insights into the molecular scale morphology of the monolayers. It is now understood that the thiol group binds to gold and often long-range order is observed in the resulting organic adlayer.17-23 This understanding has further led to studies of the influence of synthetically accessible adsorbate structures on a variety of surface characteristics including wetting properties,20,24 electronic characteristics,25-27 and chemical reactivity.28-30 Figure 4 shows a schematic of a structure of an organic thiolate SAM on a metal surface, together with design motifs that can be used to tune the properties of the surface.

Figure 4. Schematic diagram of a SAM of organic thiolates supported on a metal surface. The anatomy and characteristics of the SAM are highlighted. Based on ref. 19.


As discussed earlier, the work function of metals is affected by adsorbates present on the surface. The knowledge of adsorption characteristics of organic thiols on metals and the synthetic accessibility of a variety of structures makes these SAMs excellent systems to be employed in the systematic study of the influence of adsorbates on the work function of the metallic substrates.

Self-Assembled Monolayers of Alkanethiols and their Influence on the Work Function of Metals

The first study addressing the effects of organic thiol SAMs on the work function of gold was published by Evans and Ulman.31 The authors performed ellipsometry and Kelvin-probe measurements on a series of alkanethiol SAMs with varying alkyl spacer lengths on a gold surface. Ellipsometry revealed that the thickness of the monolayers systematically increased with the alkyl chain length, which supported the formation of dense thiolate-bound monolayers on gold. The studied alkanethiol SAMs showed a linear decrease of the work function of the metal with the number of methylene units in the alkyl chain length on the monolayer constituent, with a slope of -9.3 meV / methylene group. This has been interpreted using a model involving a dipole layer residing on top of the metal, as depicted in Figure 5. The net dipole moment of the organic SAMs was found to have the positive end at the organic / air interface, thus effectively decreasing the work function as compared to clean gold (see Equation 3). The addition of methylene units in the alkyl chain increased the magnitude of the dipole moment showing the abovementioned trend in the work-function change with alkyl chain length. Extrapolating the measured changes of the work function to a hypothetical monolayer without methylene groups revealed that Au – S layer decreases the work function of the substrate by as much as ca. 0.5 eV, which is qualitatively consistent with charge rearrangement due to the formation of a chemical bond. Additionally, the dielectric constant of the alkyl chain layer, ε2 in Figure 5, was suggested to change with the alkyl chain length thus highlighting that both the SAM dipole moment and the dielectric constant influence the metal work function, the latter parameter because it effectively depolarizes the dipole layer. The decrease of the gold work function caused by the alkanethiols studied by Evans and Ulman was as large as 0.70 eV. However, it should be stressed that the method applied to measure the work function did not take into account any adsorbates that might have been present on the reference (in this case a “clean” gold surface); thus, the absolute value of the work function depression with respect to truly clean gold surface was most likely underestimated.

Figure 5. Schematic diagram of an alkanethiol SAM on gold. The organic adlayer can be envisaged as two layers of dipoles with dipole moments μ1 and μ2 and the corresponding dielectric constants ε1 and μ2. The net dipole moment, μnet is also shown. Based on ref. 31


Further investigations of alkyl thiol monolayers containing a polar aromatic group showed that both the direction and the magnitude of the dipole moment of the molecules forming the monolayer are important factors determining the work function of the underlying metal. Evans et al. used Kelvin probe measurements to show that the structure of the organic adsorbate had a critical effect on the magnitude and the sign of the work-function change.32 In particular, the substitution of the terminal alkyl chain in one of the studied SAMs to a fluoroalkyl chain resulted in a net dipole moment of opposite direction to that of the SAM with the terminal alkyl chain (see Figure 6). In effect, while the terminal-alkyl-chain SAM causes a depression of the work function of gold by ca. 0.45 eV, the SAM with terminal fluoroalkyl chain increases the work function by as much as 0.75 eV. Thus, the authors clearly showed that the structure of the organic SAM, and in particular the effective net dipole moment of the organic structure, has a dramatic effect on the work-function change of the underlying metal.

Figure 6. Schematic diagram of gold coated with alkanethiol SAMs containing polar aromatic groups studied by Evans et al. in ref. 32. The differences in the structures of SAMs are highlighted as well as the direction of the effective dipole moments of the organic adlayers.


Lu et al. successfully used Kelvin-probe force microscopy (KPFM) to image a gold surface patterned with a mixed alkylthiolate monolayer.33 Alkylthiol terminated with a methyl group and another alkylthiol terminated with a carboxylic acid group were patterned via the microcontact printing technique.19 The observed contrast in the KPFM images was an effect of the difference in the work function of the gold-surface regions coated with the two adsorbates possessing different dipole moments. In the case of the two different alkyl thiolates studied by Lü the contrast was as large as 0.4 eV. Furthermore, a gold surface patterned with methyl-group-terminated alkylthiols containing different numbers of methylene units showed a trend in the measured surface potential, corresponding to a linear decrease of the work function with the slope of ca. -14 meV / methylene group, a behavior qualitatively similar to that reported by Evans.31

In an elegant and comprehensive study Alloway and coworkers investigated the influence of alkanethiol and partially-fluorinated-alkanethiol SAMs on the work function of gold.34 In contrast to the reports Evans and Lu, the work of Alloway et al. was based on ultraviolet photoelectron spectroscopy (UPS), which is an absolute method performed under ultrahigh vacuum conditions, and thus it is anticipated to reflect the true values of the work function changes caused by thiolate SAMs on gold substrates. (As mentioned in section 1.4 any adsorbate will change the work function of a metallic surface. Thus, only working under ultrahigh vacuum conditions with properly cleaned metal surfaces can yield true work function values of the metal surface)

All of the samples of alkylthiolate SAMs on gold showed a work function more than 1 eV lower than the work function of clean gold. Similarly to previously mentioned reports,31,33 the authors showed that a change in the number of methylene units results in a change in the work function. Fitting the data points with a linear function yielded the slope of -19 meV / methylene unit, an absolute value larger than the values reported by both Evans et al. and Lu et al. Partially fluorinated alkyl thiolate SAMs showed an increase in the work function of the underlying substrate by as much as ca. 0.5 eV, consistent with the different direction of the dipole moment of the surface-attached molecules in the case of fluorinated and non-fluorinated chains. Analysis of the measured changes in the work function of gold as a function of the calculated projection of the molecular dipole moment onto the surface normal in the alkyl- and perfluoroalkylthiolate SAMs revealed that the Au – sulfur interaction depresses the work function by ca. 0.5 eV, which is the same value as that found by Evans et al. for similar systems.31 An interesting behavior was observed in a series of SAMs formed with alkylthiolates of different length terminated with a trifluoromethyl group. Figure 7 shows a schematic representation of these systems.

Figure 7. Schematic diagram of SAMs on gold studied by Alloway et al. The projections of the dipole moment of polar trifluoromethyl group onto the surface normal (dashed line) are shown by the vertical arrows. Based on ref. 34.


Due to the different orientation of the polar CF3 groups with respect to the surface normal in odd- and even-numbered alkylthiolate SAMs, the magnitude of the effective-dipole-moment projection onto the surface normal, shown in Figure 7 with blue and red arrows, is different and manifests itself with an odd-even effect on the measured work function of the underlying gold substrate.

De Boer et al. studied the effects of alkylthiolate and perfluoroalkylthiolate SAMs on the work function of gold and silver.10 Using the Kelvin probe technique the researchers found qualitatively similar changes of the work function, caused by the studied SAMs, for both metals. In particular, the perfluorinated alkylthiolate SAMs increased the work function by 0.6 eV and 1.1 eV for gold and silver, respectively. The alkylthiolate SAMs, on the other hand, decreased the work function for both metals respectively by 0.8 eV, and 0.6 eV. Again, the changes in the work function caused by the organic monolayers were rationalized in terms of the SAM dipole layer and the resulting surface potential difference for different molecular structures. De Boer et al. took one step further and demonstrated the effect of the SAMs on the performance of organic diodes employing silver electrodes. These devices were built as models for organic light emitting diodes (OLEDs) based on the use of a semitransparent silver anode. The ionization potential of the active organic layer used in these OLEDs – poly[2-methoxy-5-(2'-ethyl-hexyloxy)-1,4-phenylene vinylene] (MEH-PPV) – is not matched with the untreated anode’s work function, resulting in a hole injection barrier of ca. 0.9 eV, which is a rather large value requiring operation of the device at high voltage. The devices described by the authors were prepared in a few configurations: a) Ag anode / MEH-PPV / Ag, b) Ag anode / perfluoroalkylthiolate SAM / MEH-PPV / Ag, and c) Ag anode / alkylthiolate SAM / MEH-PPV / Ag. Figure 8 shows the energy diagram of the Ag anode / organic layer interface for configurations a) and b). Due to the dipole layer of the perfluoroalkylthiolate SAM the work function of the silver anode surface was increased by 1.1 eV, thus effectively eliminating the hole-injection barrier, Δh, from the electrode to the organic layer and forming an ohmic contact. Indeed, the current – voltage characteristics for the investigated devices showed ohmic behavior in the device incorporating perfluoroalkylthiolate SAM, in contrast to the device without the SAM on top of the silver anode, which showed an onset voltage for the conduction. Interestingly, the presence of alkylthiolate SAM on the silver anode (configuration c) of the device) increased the onset voltage of the diode even further when compared to the device without any SAM. This was rationalized in terms of the reduction of the work function of silver by the alkylthiolate SAM, which resulted in the increase of the hole-injection barrier with respect to case a).

Figure 8. Schematic diagram of a) Ag anode / MEH-PPV interface and b) Ag anode / perfluoroalkylthiol SAM / MEH-PPV interface. Vacuum levels close to the surface, Evac(s), SAM induced change of the work function, Δ φm, and hole-injection barriers, Δh, for both devices are shown. Based on ref. 10.


In summary, alkylthiolate-based monolayers on coinage metals have been shown to reproducibly modify the work function of the underlying substrates. Additionally, the molecular structure of constituents of SAMs, together with simple electrostatic considerations, has been shown to be useful in terms of designing surfaces with a desired work-function change. It is important to stress that the modification of the work function of metal electrodes with alkylthiolate SAMs has been demonstrated independently by different research groups, and that the ability to tune the work function has been successfully applied to solve specific technological problems.9,10




Self-Assembled Monolayers of Conjugated Thiols and their Influence on the Work Function of Metals

A limitation on the use of monolayers consisting of long-chain alkyl thiols for modifying injection barriers between metals and organics is the intrinsic electrically insulating characteristics of the alkyl chains. Monolayers consisting of π-conjugated thiols, which have been shown to exhibit considerably enhanced conductivity,26,35 may be more promising for this type of application. Monolayers composed of π-conjugated systems based on oligo(phenylethynyl)benzenethiols and oligo(phenyl)benzenethiols have been shown to form self-assembled domains on gold.21,22,36-38 A variety of data from different measurement techniques supports the formation of these SAMs on gold and silver with the thiol group binding to the underlying metal and the molecular backbone orienting itself nearly perpendicularly to the surface plane of the substrate.21,22,36,39-41 Even in the case of molecular structures based on biphenyl thiols with very polar substituents this structural arrangement seems to hold, as demonstrated by Kang et al. in their comprehensive report.22 As with alkylthiolate SAMs, the understanding of the structure of π-conjugated thiolate SAMs on metal substrates opened the possibility to study the influence of the molecular structure on the electronic properties of the underlying substrates.

Campbell et al. studied the effects of oligo(phenylethynyl)benzenethiolate SAMs on copper on the performance of organic diodes.42 Two molecular systems were compared, with the substitution of a terminal hydrogen atom for a fluorine atom as the only difference between the SAM constituents. The researchers compared the current – voltage characteristics of organic diodes with different structures – Cu anode / MEH-PPV / Ca, and Cu anode / SAM / MEH-PPV / Ca. The onset voltage for the conduction in the studied devices showed the expected trend, with the lowest onset recorded for the SAM composed of the fluorine-substituted molecules and the highest onset voltage for the corresponding SAM without fluorine substitution. The rationalization of the observed effect invoked the difference in the hole-injection barrier from the electrode to the organic layer due to the change in the work function caused by the formation of SAMs. Kelvin probe measurements indeed showed that the work function of the copper electrodes coated with the different SAMs qualitatively follows the prediction based on the well known effect of the sheet of dipole moments on top of the metal.

Zehner et al. were the first to systematically study the work function modification of gold by conjugated thiols.43 The authors applied Kelvin-probe measurements to a series of oligo(phenylethynyl)benzenethiolate SAMs on gold. The rather impressive number of studied systems included molecular structures with different lengths of the π-conjugated backbones as well as different polar end-substituents. The trends of the work-function change reported in this work are actually not consistent with the predictions based on the molecular dipole moment. In particular, the molecular systems with dipole moments that should theoretically lower the work function actually increase it. Nevertheless, the authors attributed the observed work-function changes to the different dipole moment values of the studied molecular systems, and further conclusions followed.

Chen et al. investigated work function of gold substrates coated with a series of differently substituted terphenyl thiolate SAMs.44 All of the studied systems showed a depression of the work function when compared with clean gold. A gold surface with an overlayer of a SAM of terphenylthiolate, characterized by only a small dipole moment, showed a work-function value 0.90 eV lower than that measured for the clean gold. Because the dipole moment of the molecule is small, this change has to be attributed to the charge redistribution caused by the formation of Au – S bond. Substitution of hydrogen on phenyl rings in the terphenylbackbone with fluorine atoms showed an increase of the work function of the underlying substrate, in accordance with qualitative predictions based on the dipole moment considerations. The authors showed their ability to tune the work function from 4.30 eV to 4.95 eV by simply using different SAMs on top of the gold electrodes. The structures of the SAMs and the corresponding values of the measured work function are shown in Figure 9. Further, the authors showed changes in the hole-injection barrier, Δh, into a copper-phthalocyanine (CuPc) layer deposited on top of the different SAM-coated gold substrates. This was done by measuring the position of the highest molecular energy level of CuPc (HOMO) with respect to the Fermi level for the different samples. The changes in the measured hole-injection barrier roughly follow the dependence: Δh ∝ φm, where φm is the work function measured for the SAM-coated gold substrates. Thus, the use of the different π-conjugated-thiolate SAMs allowed for tuning the hole-injection barrier from the gold electrode into CuPc organic layer. The values of the hole-injection barrier, Δh, are also shown in Figure 9.

Figure 9. Schematic representation of SAMs on gold studied by Chen et al. The measured work functions for the SAM-coated substrates, φm, as well as the hole-injection barriers measured for Au / SAM / CuPc systems, Δh, are shown. Based on ref. 44.

Apart from other experimental reports on the metal-work-function changes induced by π-conjugated SAMs,45,46 particular attention should be brought to theoretical work dealing with the energy level alignment of organic overlayers on gold. Among those, the reports by Heimel et al.,3,47 and Romaner et al.15,48 are perhaps of the highest interest in the context of this thesis. These studies focus on theoretical description of biphenylthiolate-based systems as there is a vast amount of data showing these SAMs possess two dimensional order and their structure has been studied extensively, thus making them good model systems for theoretical investigations.19,22 Employing density functional theory (DFT), Heimel et al. showed that biphenylthiolate SAMs terminated with three different end-groups (a weak π-donor –SH, a strong π-donor –NH2, and a strong π-acceptor –CN; see Figure 10) can result in large changes of the work function of the underlying gold substrate.3,47

Figure 10. Schematic representation of biphenylthiolate SAMs on gold studied theoretically by Heimel et al. The calculated changes of the work function caused by the SAMs, Δ φm, and the offsets between the HOMO and the Fermi level, ΔHOMO, are shown. Results from ref. 47.


Because of the electron-donating ability of the amino group to the π-conjugated biphenyl backbone, this system exhibits a dipole moment with the positive end at the organic / vacuum interface, thus decreasing the work function of the substrate by 2.7 eV. On the other hand, a strongly electron-withdrawing substituent, the cyano group, forms a dipole with its positive end at the metal / organic interface. This results in an increased work function of the substrate by as much as 2.7 eV. Interestingly, the mercapto-substituted biphenylthiolate SAM on gold (the structure in the middle of Figure 10), a system with essentially no dipole moment along the long molecular axis, showed the work function to be decreased by 1.0 eV when compared to that of clean gold. This has been attributed to the dipole layer formed by the charge rearrangement due to the Au – S bond formation, and labeled a bond dipole. Analysis of the charge-density distribution led the authors to conclude that the bond dipole in all three studied systems is the same and, thus, that the charge rearrangement due to Au – S binding does not depend on the end-substituent of the biphenylthiolate backbone. Surprisingly, the offsets of the highest molecular orbital and the Fermi level for all three systems were calculated to be the same, despite the large differences in the gas-phase molecular ionization potentials. This has serious consequences for tuning of the hole-injection barrier from the gold electrode to the organic monolayer, as the authors clearly showed that the use of SAM constituents with clearly different molecular ionization potentials does not necessarily translate into a different offset between the HOMO and the Fermi level. However, it would be prudent not to draw general conclusions from these findings, as the results were obtained for biphenyl-based systems only and it is not clear if the used DFT methodology describes the studied systems in sufficient detail and accuracy.

Using the same DFT approach as in Ref. 47, Romaner et al. studied the influence of the surface coverage on the work-function changes induced by substituted biphenylthiolate SAMs on gold.48 Though some of the theoretically studied systems are not likely to be synthetically accessible, rather important conclusions were reached. Due to the polarizable nature of the biphenyl backbone of the SAM constituents the molecule – molecule distance on the gold surface has a large effect on the effective dipole-moment-layer depolarization. It was found that the increase of the surface coverage of the biphenylthiolate moieties not only increases the surface density of the dipole moments, but also leads to an increase in molecule – molecule depolarization effects, which effectively decreases the contribution of the additional dipoles to the change of the work function. Also, while the high-coverage systems showed the same behavior as those studied by Heimel et al.,47 at lower coverages there seemed to be a dependence of the energy offset between the HOMO and the Fermi level on the molecular ionization potential of the SAM constituents.


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